John Wolfe has been an investment adviser representative at RBA Wealth Management since July 2026, and is not listed among the firm’s executive officers or direct owners.
Rba Wealth Management, LLC is a Newport Beach, CA firm with $452M under management, 426 clients and 2 advisers in one office, as of its March 2026 filing.
- Rba Wealth Management, LLCCurrent– present · under a yearNewport Beach, CA · Adviser representative · Firm CRD 291029
Investment adviser representative registrations
John Wolfe is registered as an investment adviser representative in California, since July 2026.
- CaliforniaSince 16 July 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 8 May 2026 |
| SIE | Securities Industry Essentials Examination | 7 March 2026 |
| Series 7TO | General Securities Representative Examination | 28 February 2026 |
- Name
- Uniform Combined State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Full name
- John David Wolfe
- CRD
- 8119775
- Firm
- RBA Wealth Management · CRD 291029
- Office
- 520 NEWPORT CENTER DRIVE, SUITE 740, Newport Beach, CA 92660
- Registration
- Investment adviser and broker registrations
- In the industry since
- May 2026
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does John Wolfe work?
John Wolfe is an investment adviser representative registered through Rba Wealth Management, LLC since July 2026, and is not listed among the firm’s executive officers or direct owners.
Is John Wolfe a financial advisor?
Yes. John Wolfe has a current investment-adviser registration in California, through RBA Wealth Management since July 2026.
How many years of experience does John Wolfe have?
John Wolfe has 0 years in the financial industry, since May 2026, across 1 adviser firm.
What exams has John Wolfe passed?
John Wolfe has passed 3 licensing exams: the Series 7TO, SIE and Series 66. The earliest, the Series 7TO, was passed in February 2026.
Where is John Wolfe based?
John Wolfe’s registered office is in Newport Beach, CA.
Is John Wolfe registered with FINRA?
Yes. John Wolfe has a current broker registration, under CRD 8119775.
Source: FINRA BrokerCheck
How can I verify John Wolfe’s record?
Search CRD 8119775 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish John Wolfe’s full registration record.