Matthew Bradley has been President and Chief Compliance Officer of RBA Wealth Management since November 2017, is a control person of the firm and directly owns 75% or more of it.
Rba Wealth Management, LLC is a Newport Beach, CA firm with $452M under management, 426 clients and 2 advisers in one office, as of its March 2026 filing.
Matthew Bradley’s longest registration is the current one, 8 years at RBA Wealth Management since 2017. Before joining RBA Wealth Management in 2017, Matthew Bradley was registered through PKS Advisory Services, LLC and Morgan Stanley.
- Rba Wealth Management, LLCCurrent– present · 8 yearsNewport Beach, CA · Adviser representative · Firm CRD 291029
- PKS Advisory Services, LLC– · under a yearAlbany, NY · Adviser representative · Firm CRD 125648
- Morgan Stanley– · 7 yearsNewport Beach, CA · Adviser representative · Firm CRD 149777
- LPL Financial Corporation– · 8 yearsIrvine, CA · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Matthew Bradley is registered as an investment adviser representative in 2 states. Each was approved in December 2017.
- CaliforniaSince 26 December 2017
- TexasSince 26 December 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 12 April 2011 |
| Series 66 | Uniform Combined State Law Examination | 4 April 2000 |
| Series 7 | General Securities Representative Examination | 8 March 2000 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 13 December 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Matthew Allen Bradley
- CRD
- 4091214
- Firm
- RBA Wealth Management · CRD 291029
- Role
- President and Chief Compliance Officer
- Office
- 520 NEWPORT CENTER DRIVE, SUITE 740, Newport Beach, CA 92660
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 2000
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Matthew Bradley work?
Matthew Bradley has been President and Chief Compliance Officer of Rba Wealth Management, LLC since November 2017, and is a control person of the firm.
Is Matthew Bradley a financial advisor?
Yes. Matthew Bradley has a current investment-adviser registration in California and Texas, through RBA Wealth Management since December 2017.
How many years of experience does Matthew Bradley have?
Matthew Bradley has 26 years in the financial industry, since July 2000, across 4 adviser firms.
What exams has Matthew Bradley passed?
Matthew Bradley has passed 4 licensing exams: the Series 6, Series 7, Series 66 and Series 31. The earliest, the Series 6, was passed in December 1999. FINRA credited Matthew Bradley with the SIE, which began in October 2018.
Where did Matthew Bradley work before RBA Wealth Management?
Before RBA Wealth Management, Matthew Bradley was registered through Morgan Stanley, August 2010 to November 2017; LPL Financial Corporation, May 2002 to September 2010.
Where is Matthew Bradley based?
Matthew Bradley’s registered office is in Newport Beach, CA.
Is Matthew Bradley registered with FINRA?
Yes. Matthew Bradley has a current broker registration, under CRD 4091214.
Source: FINRA BrokerCheck
How can I verify Matthew Bradley’s record?
Search CRD 4091214 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Matthew Bradley’s full registration record.