RBA Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, estate planning, insurance, philanthropic planning, and tax planning. Financial planning was provided to 1–10 clients last fiscal year.
RBA Wealth Management reports 426 clients. They include 296 individual clients, 125 high-net-worth individuals and 4 charitable organizations. Of its assets, 93.4% ($422M across 878 accounts) are managed with discretion; $29.6M across 292 accounts are not. Of its clients, 1% are outside the U.S. It advised 1 client without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 69% | 44% |
| High-net-worth individuals | 29% | 51% |
| Pension and profit-sharing plans | <1% | 5% |
| Charitable organizations | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 296 | $200M | 44.2% | $676K |
| High-net-worth individuals | 125 | $231M | 51.1% | $1.85M |
| Pension and profit-sharing plans | Fewer than 5 | $20.4M | 4.5% | $20.4M |
| Charitable organizations | Fewer than 5 | $727K | 0.2% | $182K |
| Total | 426 | $452M | 100% | — |
- Clients
- 296
- Regulatory AUM
- $200M
- AUM share
- 44.2%
- Avg. per client
- $676K
- Clients
- 125
- Regulatory AUM
- $231M
- AUM share
- 51.1%
- Avg. per client
- $1.85M
- Clients
- Fewer than 5
- Regulatory AUM
- $20.4M
- AUM share
- 4.5%
- Avg. per client
- $20.4M
- Clients
- Fewer than 5
- Regulatory AUM
- $727K
- AUM share
- 0.2%
- Avg. per client
- $182K
Total
- Clients
- 426
- Regulatory AUM
- $452M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 1
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
RBA Wealth Management charges 1.00%–1.50% a year for its Wealth Management Fees. Each asset band is charged at its own rate. The fee is billed in advance. The brochure also prices 2 other services, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$250K | 1.50% |
| $250K–$500K | 1.20% |
| $500K and above | 1.00% |
Fee details and sources
Other fees
- Retirement plan consulting
- Retirement plan consulting is a fixed project fee not exceeding $3,000, plus an annual asset-based fee where the firm manages plan assets.
- Stand-alone financial planning and consulting
- Stand-alone financial planning and consulting is a fixed fee of $1,500 to $3,000, negotiable.
Matthew Bradley owns 75% or more of RBA Wealth Management. The leadership team of RBA Wealth Management includes President Matthew Bradley. It has 7 employees, 2 of them in advisory roles.
Leadership
- Matthew BradleyPresident and Chief Compliance Officer
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
Staff
- 7 employees
- 2 in advisory functions
- 4 state-registered reps
- 4 broker-dealer reps
- 3 insurance agents
- 1 soliciting firm
- Owns 75% or more of Rba Wealth Management, LLC
Matthew Bradley
Control person · since November 2017
RBA Wealth Management’s regulatory assets grew 1.8× from $256M (March 2021) to $452M (March 2026); clients rose from 322 to 426 and employees from 4 to 7.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $452M | 426 | 7 | 1 |
| March 2025 | $404M | 410 | 5 | 1 |
| March 2024 | $356M | 408 | 6 | 1 |
| March 2023 | $309M | 371 | 6 | 1 |
| March 2022 | $333M | 365 | 5 | 1 |
| March 2021 | $256M | 322 | 4 | 1 |
Besides its headquarters, RBA Wealth Management has 0 offices, with 1 listed address in California.
California · 1 listed address
- 520 Newport Center Drive, Suite 740, Newport BeachHQ
Contact and registration details
- Legal name
- Rba Wealth Management, LLC
- Headquarters
- 520 Newport Center Drive, Suite 740, Newport Beach, CA 92660
- Website
- rba-wealth.com
- Phone
- 949-945-2104
- SEC file
- 801-112189
- Founded
- 2017
- Structure
- Delaware LLC
- Fiscal year end
- December
RBA Wealth Management uses Charles Schwab ($432M) as custodian for its separately managed accounts. RBA Wealth Management has custody of $156M in client assets for 202 clients.
- Charles SchwabCharles Schwab · San Francisco, CA · $432M100%
At year end, RBA Wealth Management’s separately managed accounts were mostly in stocks (62%) and bonds (22%). Its reported 13F holdings for the quarter ended 30 June 2026 total $273M across 80 positions; the largest are Applied Matls Inc. (3.9%), Taiwan Semiconductor Manufac (3.6%) and Apple Inc. (3.6%).
What the accounts hold
- Stocks62%
- Exchange-traded equities61%
- Non-exchange-traded equities1%
- Funds12%
- Bonds22%
- Investment grade corporate bonds19%
- U.S. government and agency bonds3%
- Cash3%
Filed values cover 99%. The neutral 1% gap has no reported category.
Reported 13F holdings
- $273M
- Reported 13F value
- 80
- Positions
- 29.9%
- In the 10 largest
- −1.9%
- Value vs. prior quarter
- Applied Matls Inc.3.9%
- Taiwan Semiconductor Manufac · Sponsored ADS3.6%
- Apple Inc.3.6%
- Broadcom Inc.2.9%
- Crocs Inc.2.9%
- United Rentals Inc.2.8%
- ASML Hldg NV · N Y Registry Shs2.7%
- East West Bancorp Inc.2.7%
- Alphabet Inc. · Cap Stk CL A2.4%
- Microsoft Corp.2.4%
Together, the ten largest are 29.9% of reported value.
How many clients does RBA Wealth Management have?
RBA Wealth Management has 426 clients and manages $452 million for them, as of March 2026. They include 296 individual clients, 125 high-net-worth individuals and 4 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 4 March 2026
What services does RBA Wealth Management offer?
RBA Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, estate planning, insurance, philanthropic planning, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does RBA Wealth Management charge?
RBA Wealth Management charges 1.00%–1.50% a year for its Wealth Management Fees. Each asset band is charged at its own rate. The fee is billed in advance.
Source: DISCLOSURE BROCHURE FOR RBA WEALTH MANAGEMENT, LLC, filed 4 March 2026
Which custodians does RBA Wealth Management use?
RBA Wealth Management’s separately managed account assets are held at Charles Schwab (San Francisco, CA), with $432M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 4 March 2026
How many financial advisors does RBA Wealth Management have?
RBA Wealth Management has 4 investment adviser representatives registered with state securities authorities, out of 7 employees, and 2 perform investment advisory functions. 4 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does RBA Wealth Management invest in?
At the end of its last fiscal year, RBA Wealth Management’s separately managed accounts held 61% exchange-traded equities, 19% investment grade corporate bonds, 12% registered funds (mutual funds, ETFs, BDCs), 3% U.S. government and agency bonds, 3% cash and equivalents and 1% non-exchange-traded equities.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns RBA Wealth Management?
RBA Wealth Management’s direct owner is Matthew Bradley (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 4 March 2026
How does RBA Wealth Management get paid?
RBA Wealth Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact RBA Wealth Management?
RBA Wealth Management’s main office is at 520 Newport Center Drive, Suite 740, Newport Beach, CA 92660. Its phone number is 949-945-2104. Its website is rba-wealth.com.