John Hennessey has been an investment adviser representative at TSFG since December 2016, and is not listed among the firm’s executive officers or direct owners.
TSFG, LLC is a Lake Forest, IL firm with $643M under management, 864 clients and 6 advisers across 4 offices, as of its August 2026 filing.
John Hennessey’s longest registration is the current one, 9 years at TSFG since 2016. Before joining TSFG in 2016, John Hennessey was registered through Citigroup Global Markets Inc.
- Citigroup Global Markets Inc.– · 2 yearsChicago, IL · Adviser representative · Firm CRD 7059
Investment adviser representative registrations
John Hennessey is registered as an investment adviser representative in Illinois, since December 2016.
- IllinoisSince 3 December 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 3 December 2016 |
| Series 31 | Futures Managed Funds Examination | 14 November 2001 |
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 5 December 1995 |
| Series 63 | Uniform Securities Agent State Law Examination | 4 November 1991 |
| Series 7 | General Securities Representative Examination | 30 October 1991 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Futures Managed Funds Examination
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- John Charles Hennessey
- CRD
- 2183219
- Firm
- TSFG · CRD 172555
- Office
- Clarendon Hills, IL
- Registration
- Investment adviser registration
- In the industry since
- December 1991
- Disciplinary history
- Not yet shown here · SEC record
Where does John Hennessey work?
John Hennessey is an investment adviser representative registered through TSFG, LLC since December 2016, and is not listed among the firm’s executive officers or direct owners.
Is John Hennessey a financial advisor?
Yes. John Hennessey has a current investment-adviser registration in Illinois, through TSFG since December 2016.
How many years of experience does John Hennessey have?
John Hennessey has 34 years in the financial industry, since December 1991, across 2 adviser firms.
What exams has John Hennessey passed?
John Hennessey has passed 5 licensing exams: the Series 7, Series 63, Series 8, Series 31 and Series 65. The earliest, the Series 7, was passed in October 1991. FINRA credited John Hennessey with the SIE, which began in October 2018.
Where did John Hennessey work before TSFG?
Before TSFG, John Hennessey was registered through Citigroup Global Markets Inc., January 2001 to November 2003.
Where is John Hennessey based?
John Hennessey’s registered office is in Clarendon Hills, IL.
Is John Hennessey registered with FINRA?
No. John Hennessey has no current broker registration.
How can I verify John Hennessey’s record?
Search CRD 2183219 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Hennessey’s full registration record.