Michael Schremser has been Chief Compliance Officer of TSFG since July 2018, is a control person of the firm and directly owns under 5% of it.
TSFG, LLC is a Lake Forest, IL firm with $643M under management, 864 clients and 6 advisers across 4 offices, as of its August 2026 filing.
Michael Schremser’s longest registration is the current one, 8 years at TSFG since 2018. Before joining TSFG in 2018, Michael Schremser was registered through LPL Financial LLC and Ameriprise Financial Services, Inc.
- LPL Financial LLC– · 5 yearsElgin, IL · Adviser representative · Firm CRD 6413
- Ameriprise Financial Services, Inc.– · 1 yearSt. Charles, IL · Adviser representative · Firm CRD 6363
- Ameriprise Advisor Services, Inc.– · 2 yearsSt. Charles, IL · Adviser representative · Firm CRD 5979
Investment adviser representative registrations
Michael Schremser is registered as an investment adviser representative in Illinois, since July 2018.
- IllinoisSince 21 July 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 4 | Registered Options Principal Examination | 20 April 2011 |
| Series 31 | Futures Managed Funds Examination | 20 January 2009 |
| Series 24 | General Securities Principal Examination | 20 November 2008 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 26 December 2007 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 4 October 2007 |
| Series 66 | Uniform Combined State Law Examination | 20 April 2007 |
| Series 7 | General Securities Representative Examination | 12 March 2007 |
- Name
- Municipal Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Registered Options Principal Examination
- Name
- Futures Managed Funds Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Michael Richard Schremser
- CRD
- 5159835
- Firm
- TSFG · CRD 172555
- Role
- Chief Compliance Officer
- Office
- Elgin, IL
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 2007
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Michael Schremser work?
Michael Schremser has been Chief Compliance Officer of TSFG, LLC since July 2018, and is a control person of the firm.
Is Michael Schremser a financial advisor?
Yes. Michael Schremser has a current investment-adviser registration in Illinois, through TSFG since July 2018.
How many years of experience does Michael Schremser have?
Michael Schremser has 19 years in the financial industry, since March 2007, across 4 adviser firms.
What exams has Michael Schremser passed?
Michael Schremser has passed 8 licensing exams: the Series 7, Series 66, Series 9, Series 10, Series 24, Series 31, Series 4 and Series 52TO. The earliest, the Series 7, was passed in March 2007. FINRA credited Michael Schremser with the SIE, which began in October 2018.
Where did Michael Schremser work before TSFG?
Before TSFG, Michael Schremser was registered through LPL Financial LLC, December 2012 to July 2018; Ameriprise Financial Services, Inc., October 2009 to March 2011; Ameriprise Advisor Services, Inc., April 2007 to October 2009.
Where is Michael Schremser based?
Michael Schremser’s registered office is in Elgin, IL.
Is Michael Schremser registered with FINRA?
Yes. Michael Schremser has a current broker registration, under CRD 5159835.
Source: FINRA BrokerCheck
How can I verify Michael Schremser’s record?
Search CRD 5159835 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Michael Schremser’s full registration record.