Daniel Nagel has been Officer of TSFG since March 2018, is a control person of the firm and directly owns under 5% of it.
TSFG, LLC is a Lake Forest, IL firm with $643M under management, 864 clients and 6 advisers across 4 offices, as of its August 2026 filing.
Daniel Nagel’s longest registration was 12 years at LPL Financial LLC (2004–2016). Before joining TSFG in 2015, Daniel Nagel was registered through LPL Financial LLC and Cuna Brokerage Services, Inc.
- LPL Financial LLC– · under a yearLake Forest, IL · Adviser representative · Firm CRD 6413
- LPL Financial LLC– · 12 yearsLake Forest, IL · Adviser representative · Firm CRD 6413
- Cuna Brokerage Services, Inc.– · 2 yearsVernon Hills, IL · Adviser representative · Firm CRD 13941
Investment adviser representative registrations
Daniel Nagel is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from February 2015; the most recent is Texas, in November 2019.
- IllinoisSince 3 February 2015
- TexasResidentSince 15 November 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 22 July 1999 |
| Series 7 | General Securities Representative Examination | 24 April 1991 |
| Series 63 | Uniform Securities Agent State Law Examination | 15 August 1990 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 5 January 1990 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Daniel Mark Nagel
- CRD
- 1861282
- Firm
- TSFG · CRD 172555
- Role
- Officer
- Office
- 1052 N. WESTERN AVE., Lake Forest, IL 60045
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 1990
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Daniel Nagel work?
Daniel Nagel has been Officer of TSFG, LLC since March 2018, and is a control person of the firm.
Is Daniel Nagel a financial advisor?
Yes. Daniel Nagel has a current investment-adviser registration in Illinois and Texas, through TSFG since February 2015.
How many years of experience does Daniel Nagel have?
Daniel Nagel has 36 years in the financial industry, since September 1990, across 3 adviser firms.
What exams has Daniel Nagel passed?
Daniel Nagel has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 65. The earliest, the Series 6, was passed in January 1990. FINRA credited Daniel Nagel with the SIE, which began in October 2018.
Where did Daniel Nagel work before TSFG?
Before TSFG, Daniel Nagel was registered through Cuna Brokerage Services, Inc., June 2001 to February 2004.
Where is Daniel Nagel based?
Daniel Nagel’s registered office is in Lake Forest, IL.
Is Daniel Nagel registered with FINRA?
Yes. Daniel Nagel has a current broker registration, under CRD 1861282.
Source: FINRA BrokerCheck
How can I verify Daniel Nagel’s record?
Search CRD 1861282 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Daniel Nagel’s full registration record.