Michael Gibbons has been Officer of TSFG since March 2018, is a control person of the firm and directly owns under 5% of it.
TSFG, LLC is a Lake Forest, IL firm with $643M under management, 864 clients and 6 advisers across 4 offices, as of its August 2026 filing.
Michael Gibbons’ longest registration was 12 years at LPL Financial LLC (2004–2016). Before joining TSFG in 2015, Michael Gibbons was registered through LPL Financial LLC and Cuna Brokerage Services, Inc.
- LPL Financial LLC– · 12 yearsWaukegan, IL · Adviser representative · Firm CRD 6413
- Cuna Brokerage Services, Inc.– · 2 yearsRound Lake BC, IL · Adviser representative · Firm CRD 13941
Investment adviser representative registrations
Michael Gibbons is registered as an investment adviser representative in Illinois, since June 2015.
- IllinoisSince 19 June 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 17 February 2021 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 30 June 2004 |
| Series 65 | Uniform Investment Adviser Law Examination | 9 September 1994 |
| Series 7 | General Securities Representative Examination | 7 December 1992 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 4 December 1991 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Michael John Gibbons
- CRD
- 2052911
- Firm
- TSFG · CRD 172555
- Role
- Officer
- Office
- 312 Tristate Pkwy., Suite 200, Gurnee, IL 60031
- Registration
- Investment adviser and broker registrations
- In the industry since
- May 1994
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Michael Gibbons work?
Michael Gibbons has been Officer of TSFG, LLC since March 2018, and is a control person of the firm.
Is Michael Gibbons a financial advisor?
Yes. Michael Gibbons has a current investment-adviser registration in Illinois, through TSFG since June 2015.
How many years of experience does Michael Gibbons have?
Michael Gibbons has 32 years in the financial industry, since May 1994, across 3 adviser firms.
What exams has Michael Gibbons passed?
Michael Gibbons has passed 5 licensing exams: the Series 6, Series 7, Series 65, Series 24 and Series 63. The earliest, the Series 6, was passed in December 1991. FINRA credited Michael Gibbons with the SIE, which began in October 2018.
Where did Michael Gibbons work before TSFG?
Before TSFG, Michael Gibbons was registered through Cuna Brokerage Services, Inc., June 2001 to April 2004.
Where is Michael Gibbons based?
Michael Gibbons’ registered office is in Gurnee, IL.
Is Michael Gibbons registered with FINRA?
Yes. Michael Gibbons has a current broker registration, under CRD 2052911.
Source: FINRA BrokerCheck
How can I verify Michael Gibbons’ record?
Search CRD 2052911 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Michael Gibbons’ full registration record.