Jody Sharer has been Chief Compliance Officer of Nestlerode & Loy since June 2009, is a control person of the firm and directly owns under 5% of it.
Nestlerode & Loy, Inc. is a State College, PA firm with $199M under management, 270 clients and 2 advisers in one office, as of its December 2025 filing.
Jody M. Sharer is Chief Compliance Officer and Director of Operations at Nestlerode & Loy. As Chief Compliance Officer, she reviews all trades, changes in account status, advertising, forms and other materials for compliance and quality assurance. She was named Director of Operations in January 2007 and Chief Compliance Officer in May 2009.
No adviser firm registrations are on Jody Sharer’s record.
Professional designations
Listed by Nestlerode & Loy
- Certified Regulatory & Compliance Professional (CRCP)
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 52TO | Municipal Securities Representative Examination | 25 September 2025 |
| Series 14 | Compliance Officer Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 53 | Municipal Securities Principal Examination | 16 September 2010 |
| Series 7 | General Securities Representative Examination | 2 June 2009 |
| Series 24 | General Securities Principal Examination | 26 June 2007 |
| Series 62 | Corporate Securities Limited Representative Examination | 1 December 2005 |
| Series 63 | Uniform Securities Agent State Law Examination | 30 October 2002 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 2 August 2002 |
- Name
- Municipal Securities Representative Examination
- Name
- Compliance Officer Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- General Securities Principal Examination
- Name
- Corporate Securities Limited Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Jody Marie Sharer
- CRD
- 4494606
- Firm
- Nestlerode & Loy · CRD 2907
- Role
- Chief Compliance Officer
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- nlinvestmentadvisors.com
Where does Jody Sharer work?
Jody Sharer has been Chief Compliance Officer of Nestlerode & Loy, Inc. since June 2009, and is a control person of the firm.
Does Jody Sharer have a current investment-adviser registration?
Jody Sharer has a current broker registration and no current investment-adviser registration.
What exams has Jody Sharer passed?
Jody Sharer has passed 9 licensing exams: the Series 6, Series 63, Series 62, Series 24, Series 7, Series 53, Series 14, Series 99TO and Series 52TO. The earliest, the Series 6, was passed in August 2002. FINRA credited Jody Sharer with the SIE, which began in October 2018.
Is Jody Sharer registered with FINRA?
Yes. Jody Sharer has a current broker registration, under CRD 4494606.
Source: FINRA BrokerCheck
How can I verify Jody Sharer’s record?
Search CRD 4494606 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Jody Sharer’s full registration record.
