Brian Anderson has been CFO of Nestlerode & Loy since January 2010, is a control person of the firm and directly owns under 5% of it.
Nestlerode & Loy, Inc. is a State College, PA firm with $199M under management, 270 clients and 2 advisers in one office, as of its December 2025 filing.
Brian L. Anderson is Chief Financial Officer of Nestlerode & Loy, Inc. He is responsible for financial reporting and for supporting and servicing clients and internal managers, and oversees the operation of the firm's computers, phones and network devices. He was named Chief Financial Officer in 2007.
No adviser firm registrations are on Brian Anderson’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 17 September 2012 |
| Series 62 | Corporate Securities Limited Representative Examination | 31 March 2008 |
| Series 28 | Introducing Broker/Dealer Financial Operations Principal Examination | 23 July 2007 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 2 August 2002 |
| Series 63 | Uniform Securities Agent State Law Examination | 29 May 2002 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Corporate Securities Limited Representative Examination
- Name
- Introducing Broker/Dealer Financial Operations Principal Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Brian Lee Anderson
- CRD
- 4525228
- Firm
- Nestlerode & Loy · CRD 2907
- Role
- CFO
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- nlinvestmentadvisors.com
Where does Brian Anderson work?
Brian Anderson has been CFO of Nestlerode & Loy, Inc. since January 2010, and is a control person of the firm.
Does Brian Anderson have a current investment-adviser registration?
Brian Anderson has a current broker registration and no current investment-adviser registration.
What exams has Brian Anderson passed?
Brian Anderson has passed 6 licensing exams: the Series 63, Series 6, Series 28, Series 62, Series 24 and Series 99TO. The earliest, the Series 63, was passed in May 2002. FINRA credited Brian Anderson with the SIE, which began in October 2018.
Is Brian Anderson registered with FINRA?
Yes. Brian Anderson has a current broker registration, under CRD 4525228.
Source: FINRA BrokerCheck
How can I verify Brian Anderson’s record?
Search CRD 4525228 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Brian Anderson’s full registration record.
