Daniel Nestlerode has been Director of Nestlerode & Loy since December 2024, is a control person of the firm and directly owns under 5% of it.
Nestlerode & Loy, Inc. is a State College, PA firm with $199M under management, 270 clients and 2 advisers in one office, as of its December 2025 filing.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 2 January 2023 |
| Series 53 | Municipal Securities Principal Examination | 2 January 2023 |
| Series 7TO | General Securities Representative Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 27 | Financial and Operations Principal Examination | 17 June 1988 |
| Series 4 | Registered Options Principal Examination | 26 March 1979 |
| Series 1 | Registered Representative Examination | 13 April 1965 |
- Name
- General Securities Principal Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Operations Professional Examination
- Name
- Municipal Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Financial and Operations Principal Examination
- Name
- Registered Options Principal Examination
- Name
- Registered Representative Examination
- Full name
- Daniel Jared Nestlerode
- CRD
- 346594
- Firm
- Nestlerode & Loy · CRD 2907
- Role
- Director
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Daniel Nestlerode work?
Daniel Nestlerode has been Director of Nestlerode & Loy, Inc. since December 2024, and is a control person of the firm.
Does Daniel Nestlerode have a current investment-adviser registration?
Daniel Nestlerode has no current investment-adviser or broker registration.
What exams has Daniel Nestlerode passed?
Daniel Nestlerode has passed 8 licensing exams: the Series 1, Series 4, Series 27, Series 24, Series 53, Series 7TO, Series 99TO and Series 52TO. The earliest, the Series 1, was passed in April 1965. FINRA credited Daniel Nestlerode with the SIE, which began in October 2018.
Where was Daniel Nestlerode previously registered as an investment adviser?
Daniel Nestlerode has past investment-adviser registrations through Nestlerode & Loy, Inc., June 2012 to December 2022, across 1 firm.
Is Daniel Nestlerode registered with FINRA?
No. Daniel Nestlerode has no current broker registration.
How can I verify Daniel Nestlerode’s record?
Search CRD 346594 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Daniel Nestlerode’s full registration record.
