Jodee Brubaker-Rager has been President & Chief Compliance Officer of Geneos Wealth Management since June 2002, is a control person of the firm and directly owns under 5% of it.
Geneos Wealth Management, Inc. is an Englewood, CO firm with $9.22B under management, 21,668 clients and 200 advisers across 114 offices, as of its April 2026 filing.
Jodee Rager is President and Chief Compliance Officer of Geneos Wealth Management, based in Englewood, Colorado. She provides compliance and regulatory leadership to Geneos advisors across both broker/dealer and RIA operations and joined Geneos at its inception. She began her compliance career in 1992 and joined Multi-Financial Securities Corp. in 1999.
No adviser firm registrations are on Jodee Brubaker-Rager’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 14 | Compliance Officer Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 4 | Registered Options Principal Examination | 4 April 1994 |
| Series 24 | General Securities Principal Examination | 13 January 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 11 October 1993 |
| Series 7 | General Securities Representative Examination | 24 September 1993 |
- Name
- Compliance Officer Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Registered Options Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jodee May Brubaker-Rager
- CRD
- 1888958
- Firm
- Geneos Wealth Management · CRD 120894
- Role
- President & Chief Compliance Officer
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- geneoswealth.com
Where does Jodee Brubaker-Rager work?
Jodee Brubaker-Rager has been President & Chief Compliance Officer of Geneos Wealth Management, Inc. since June 2002, and is a control person of the firm.
Does Jodee Brubaker-Rager have a current investment-adviser registration?
Jodee Brubaker-Rager has a current broker registration and no current investment-adviser registration.
What exams has Jodee Brubaker-Rager passed?
Jodee Brubaker-Rager has passed 6 licensing exams: the Series 7, Series 63, Series 24, Series 4, Series 14 and Series 99TO. The earliest, the Series 7, was passed in September 1993. FINRA credited Jodee Brubaker-Rager with the SIE, which began in October 2018.
Is Jodee Brubaker-Rager registered with FINRA?
Yes. Jodee Brubaker-Rager has a current broker registration, under CRD 1888958.
Source: FINRA BrokerCheck
How can I verify Jodee Brubaker-Rager’s record?
Search CRD 1888958 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Jodee Brubaker-Rager’s full registration record.
