Dean Rager has been Chief Operating Officer & Chief Advisory Compliance Officer of Geneos Wealth Management since December 2003, is a control person of the firm and directly owns under 5% of it. Dean Rager holds a Bachelor of Science in Business Administration and Human Resource Management from the University of Phoenix and a Master of Science in Computer Information Systems from the University of Phoenix.
Geneos Wealth Management, Inc. is an Englewood, CO firm with $9.22B under management, 21,668 clients and 200 advisers across 114 offices, as of its April 2026 filing.
Dean Rager is Chief Operating Officer of Geneos and Chief Compliance Officer of the Geneos RIA, based in Englewood, Colorado. He serves as President of Axiom and oversees the firm's technology solutions, OSJs and home office registered personnel. Before joining Geneos, he was Chief Information Officer for ING Advisors Network, and he is a past president of a broker/dealer.
Dean Rager’s longest registration is the current one, 22 years at Geneos Wealth Management since 2004. Before joining Geneos Wealth Management in 2004, Dean Rager was registered through United Securities Alliance, Inc.
- Portfolio Design Advisors, Inc.– · 11 yearsEnglewood, CO · Adviser representative · Firm CRD 137789
- Portfolio Design Advisors– · under a yearCentennial, CO · Adviser representative · Firm CRD 137789
- – present · 22 yearsEnglewood, CO · Adviser representative · Firm CRD 120894
- United Securities Alliance, Inc.– · 1 yearGreenwood Village, CO · Adviser representative · Firm CRD 36487
Investment adviser representative registrations
Dean Rager is registered as an investment adviser representative in Colorado, since January 2004.
- ColoradoSince 29 January 2004
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 6 February 2003 |
| Series 24 | General Securities Principal Examination | 8 January 2002 |
| Series 7 | General Securities Representative Examination | 30 November 2001 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Full name
- Dean Allen Rager
- CRD
- 2852133
- Firm
- Geneos Wealth Management · CRD 120894
- Role
- Chief Operating Officer & Chief Advisory Compliance Officer
- Office
- 9635 Maroon Circle, SUITE 100, Englewood, CO 80112
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 2001
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- geneoswealth.com
Where does Dean Rager work?
Dean Rager has been Chief Operating Officer & Chief Advisory Compliance Officer of Geneos Wealth Management, Inc. since December 2003, and is a control person of the firm.
Is Dean Rager a financial advisor?
Yes. Dean Rager has a current investment-adviser registration in Colorado, through Geneos Wealth Management since January 2004.
How many years of experience does Dean Rager have?
Dean Rager has 24 years in the financial industry, since December 2001, across 3 adviser firms.
What exams has Dean Rager passed?
Dean Rager has passed 4 licensing exams: the Series 7, Series 24, Series 66 and Series 99TO. The earliest, the Series 7, was passed in November 2001. FINRA credited Dean Rager with the SIE, which began in October 2018.
Where is Dean Rager based?
Dean Rager’s registered office is in Englewood, CO.
Is Dean Rager registered with FINRA?
Yes. Dean Rager has a current broker registration, under CRD 2852133.
Source: FINRA BrokerCheck
How can I verify Dean Rager’s record?
Search CRD 2852133 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Dean Rager’s full registration record.
