Jeffrey Helms has been Director of Geneos Wealth Management since June 2007, is a control person of the firm and directly owns under 5% of it.
Geneos Wealth Management, Inc. is an Englewood, CO firm with $9.22B under management, 21,668 clients and 200 advisers across 114 offices, as of its April 2026 filing.
Jeffrey Helms’ longest registration is the current one, 22 years at Geneos Wealth Management since 2004. Before joining Geneos Wealth Management in 2004, Jeffrey Helms was registered through NFP Securities, Inc.
- – present · 22 yearsSt. Augustine, FL · Adviser representative · Firm CRD 120894
- NFP Securities, Inc.– · under a yearAustin, TX · Adviser representative · Firm CRD 42046
Investment adviser representative registrations
Jeffrey Helms is registered as an investment adviser representative in 2 states. The first approvals date from March 2004; the most recent is Texas, in August 2013.
- FloridaSince 29 March 2004
- TexasSince 8 August 2013
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 52TO | Municipal Securities Representative Examination | 25 September 2025 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 53 | Municipal Securities Principal Examination | 28 February 2008 |
| Series 65 | Uniform Investment Adviser Law Examination | 20 December 1993 |
| Series 24 | General Securities Principal Examination | 11 June 1987 |
| Series 7 | General Securities Representative Examination | 18 January 1986 |
| Series 63 | Uniform Securities Agent State Law Examination | 8 May 1985 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 13 March 1985 |
- Name
- Municipal Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Jeffrey Wright Helms
- CRD
- 1346620
- Firm
- Geneos Wealth Management · CRD 120894
- Role
- Director
- Office
- 400 N PONCE DE LEON BLVD, St. Augustine, FL 32084
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 1987
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Jeffrey Helms work?
Jeffrey Helms has been Director of Geneos Wealth Management, Inc. since June 2007, and is a control person of the firm.
Is Jeffrey Helms a financial advisor?
Yes. Jeffrey Helms has a current investment-adviser registration in Florida and Texas, through Geneos Wealth Management since March 2004.
How many years of experience does Jeffrey Helms have?
Jeffrey Helms has 38 years in the financial industry, since December 1987, across 2 adviser firms.
What exams has Jeffrey Helms passed?
Jeffrey Helms has passed 7 licensing exams: the Series 6, Series 63, Series 7, Series 24, Series 65, Series 53 and Series 52TO. The earliest, the Series 6, was passed in March 1985. FINRA credited Jeffrey Helms with the SIE, which began in October 2018.
Where did Jeffrey Helms work before Geneos Wealth Management?
Before Geneos Wealth Management, Jeffrey Helms was registered through NFP Securities, Inc., January 2003 to July 2003.
Where is Jeffrey Helms based?
Jeffrey Helms’ registered office is in St. Augustine, FL.
Is Jeffrey Helms registered with FINRA?
Yes. Jeffrey Helms has a current broker registration, under CRD 1346620.
Source: FINRA BrokerCheck
How can I verify Jeffrey Helms’ record?
Search CRD 1346620 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Jeffrey Helms’ full registration record.
