Jeffrey Garagliano has been an investment adviser representative at Alliance Advisory & Securities since December 2007, and is not listed among the firm’s executive officers or direct owners.
Alliance Advisory & Securities, LLC is a Westlake Village, CA firm with $687M under management, 675 clients and 14 advisers across 5 offices, as of its September 2026 filing.
- – present · 18 yearsWestlake Village, CA · Adviser representative · Firm CRD 18835
Investment adviser representative registrations
Jeffrey Garagliano is registered as an investment adviser representative in California, since December 2007.
- CaliforniaSince 3 December 2007
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 14 | Compliance Officer Examination | 29 February 2024 |
| Series 24 | General Securities Principal Examination | 29 February 2024 |
| Series 7TO | General Securities Representative Examination | 29 February 2024 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 10 August 1999 |
| Series 7 | General Securities Representative Examination | 16 June 1999 |
- Name
- Compliance Officer Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jeffrey Thomas Garagliano
- CRD
- 3208095
- Firm
- Alliance Advisory & Securities · CRD 18835
- Office
- 31248 E. OAK CREST DRIVE STE 100, Westlake Village, CA 91361
- Registration
- Investment adviser registration
- In the industry since
- June 1999
- Disciplinary history
- Not yet shown here · SEC record
Where does Jeffrey Garagliano work?
Jeffrey Garagliano is an investment adviser representative registered through Alliance Advisory & Securities, LLC since December 2007, and is not listed among the firm’s executive officers or direct owners.
Is Jeffrey Garagliano a financial advisor?
Yes. Jeffrey Garagliano has a current investment-adviser registration in California, through Alliance Advisory & Securities since December 2007.
How many years of experience does Jeffrey Garagliano have?
Jeffrey Garagliano has 27 years in the financial industry, since June 1999, across 1 adviser firm.
What exams has Jeffrey Garagliano passed?
Jeffrey Garagliano has passed 5 licensing exams: the Series 7, Series 66, Series 14, Series 24 and Series 7TO. The earliest, the Series 7, was passed in June 1999. FINRA credited Jeffrey Garagliano with the SIE, which began in October 2018.
Where is Jeffrey Garagliano based?
Jeffrey Garagliano’s registered office is in Westlake Village, CA.
Is Jeffrey Garagliano registered with FINRA?
No. Jeffrey Garagliano has no current broker registration.
How can I verify Jeffrey Garagliano’s record?
Search CRD 3208095 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jeffrey Garagliano’s full registration record.
