James Wilson has been Managing Member of Diligent Investors since June 2017, is not listed as a control person, but directly owns between 50% and 75% of the firm.
Diligent Investors, LLC is a Redlands, CA firm with $663M under management, 884 clients and 3 advisers in one office, as of its February 2026 filing.
James Wilson’s longest registration is the current one, 10 years at Diligent Investors since 2016. Before joining Diligent Investors in 2016, James Wilson was registered through Morgan Stanley and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- Diligent Investors, LLCCurrent– present · 10 yearsRedlands, CA · Adviser representative · Firm CRD 158708
- Morgan Stanley– · 4 yearsRiverside, CA · Adviser representative · Firm CRD 149777
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 8 yearsOntario, CA · Adviser representative · Firm CRD 7691
- UBS Painewebber Inc.– · under a yearRedlands, CA · Adviser representative · Firm CRD 8174
Investment adviser representative registrations
James Wilson is registered as an investment adviser representative in California, since March 2016.
- CaliforniaSince 18 March 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 9 November 2001 |
| Series 7 | General Securities Representative Examination | 18 October 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- James Allen Wilson
- CRD
- 4445002
- Firm
- Diligent Investors · CRD 158708
- Role
- Managing Member
- Office
- 1447 FORD STREET, SUITE 200, Redlands, CA 92374
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 2001
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does James Wilson work?
James Wilson has been Managing Member of Diligent Investors, LLC since June 2017.
Is James Wilson a financial advisor?
Yes. James Wilson has a current investment-adviser registration in California, through Diligent Investors since March 2016.
How many years of experience does James Wilson have?
James Wilson has 25 years in the financial industry, since October 2001, across 4 adviser firms.
What exams has James Wilson passed?
James Wilson has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in October 2001. FINRA credited James Wilson with the SIE, which began in October 2018.
Where did James Wilson work before Diligent Investors?
Before Diligent Investors, James Wilson was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated, October 2002 to May 2011; UBS Painewebber Inc., January 2002 to October 2002.
Where is James Wilson based?
James Wilson’s registered office is in Redlands, CA.
Is James Wilson registered with FINRA?
Yes. James Wilson has a current broker registration, under CRD 4445002.
Source: FINRA BrokerCheck
How can I verify James Wilson’s record?
Search CRD 4445002 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish James Wilson’s full registration record.