Henk Fischer has been Managing Member and Chief Compliance Officer of Diligent Investors since June 2017, is not listed as a control person, but directly owns between 50% and 75% of the firm.
Diligent Investors, LLC is a Redlands, CA firm with $663M under management, 884 clients and 3 advisers in one office, as of its February 2026 filing.
Henk Fischer’s longest registration is the current one, 10 years at Diligent Investors since 2016. Before joining Diligent Investors in 2016, Henk Fischer was registered through Morgan Stanley and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- Diligent Investors, LLCCurrent– present · 10 yearsRedlands, CA · Adviser representative · Firm CRD 158708
- Morgan Stanley– · 4 yearsRiverside, CA · Adviser representative · Firm CRD 149777
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 9 yearsOntario, CA · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Henk Fischer is registered as an investment adviser representative in California, since March 2016.
- CaliforniaSince 18 March 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 23 July 2004 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 24 January 2004 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 17 January 2004 |
| Series 66 | Uniform Combined State Law Examination | 4 February 2000 |
| Series 7 | General Securities Representative Examination | 5 January 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Henk Juergen Fischer
- CRD
- 4032809
- Firm
- Diligent Investors · CRD 158708
- Role
- Managing Member and Chief Compliance Officer
- Office
- 1447 FORD STREET, SUITE 200, Redlands, CA 92374
- Registration
- Investment adviser and broker registrations
- In the industry since
- January 2000
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Henk Fischer work?
Henk Fischer has been Managing Member and Chief Compliance Officer of Diligent Investors, LLC since June 2017.
Is Henk Fischer a financial advisor?
Yes. Henk Fischer has a current investment-adviser registration in California, through Diligent Investors since March 2016.
How many years of experience does Henk Fischer have?
Henk Fischer has 26 years in the financial industry, since January 2000, across 3 adviser firms.
What exams has Henk Fischer passed?
Henk Fischer has passed 5 licensing exams: the Series 7, Series 66, Series 9, Series 10 and Series 31. The earliest, the Series 7, was passed in January 2000. FINRA credited Henk Fischer with the SIE, which began in October 2018.
Where did Henk Fischer work before Diligent Investors?
Before Diligent Investors, Henk Fischer was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated, August 2001 to May 2011.
Where is Henk Fischer based?
Henk Fischer’s registered office is in Redlands, CA.
Is Henk Fischer registered with FINRA?
Yes. Henk Fischer has a current broker registration, under CRD 4032809.
Source: FINRA BrokerCheck
How can I verify Henk Fischer’s record?
Search CRD 4032809 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Henk Fischer’s full registration record.