Niva WealthLet’s talk

James Buccella

Elected Manager at Adp Strategic Plan Services

No current adviser or broker registrationSEC record checked 17 October 2026

0
Past adviser firms
4
Licensing exams

IAPD record retrieved 17 October 2026SEC record

James Buccella holds the title Elected Manager at Adp Strategic Plan Services, LLC, a Roseland investment adviser managing $32.4B. James Buccella has passed the Series 7, Series 63, Series 24 and SIE.

Role at Adp Strategic Plan Services

Title on Schedule A
Elected Manager
Control
James Buccella is a control person of Adp Strategic Plan Services.
Ownership
An individual ownership band is not available in the source record.
Tenure
James Buccella has held the filed role since December 2016.

The firm

Adp Strategic Plan Services, LLC
Roseland, NJ

Form ADV filed 29 September 2026

$32.4B AUM110,773 clients6 advisers2 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 63 and Series 24 · 2001
  3. Passed Series 7 · 1998

Registrations and exams

No current adviser or broker registration. James Buccella has passed 4 qualifying exams.

Examinations

Series 632 April 2001
Name
Uniform Securities Agent State Law Examination
Series 244 June 2001
Name
General Securities Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 721 October 1998
Name
General Securities Representative Examination

Individual record

Full name
James Thomas Buccella
CRD
1362803
Firm
Adp Strategic Plan Services, LLC
Registration status
No current adviser or broker registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does James Buccella work?

James Buccella has held the title Elected Manager at Adp Strategic Plan Services, LLC since December 2016, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 29 September 2026

Does James Buccella have a current investment-adviser registration?

James Buccella has no current investment-adviser or broker registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has James Buccella passed?

James Buccella has passed 4 licensing exams: the Series 7, Series 63, Series 24 and SIE. The earliest, the Series 7, was passed in October 1998.

Source: IAPD individual record, checked 17 October 2026

Leadership at Adp Strategic Plan Services

Sources

  1. IAPD individual record, CRD 1362803. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Adp Strategic Plan Services, LLC, filed 29 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with James Buccella or Adp Strategic Plan Services, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.