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James Blake

Corporate Secretary at Adp Strategic Plan Services

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
6
Licensing exams

IAPD record retrieved 17 October 2026SEC record

James Blake is Corporate Secretary of Adp Strategic Plan Services, LLC, a Roseland investment adviser managing $32.4B. James Blake has a current broker registration and no current investment-adviser registration and has passed 6 licensing exams.

Role at Adp Strategic Plan Services

Title on Schedule A
Corporate Secretary
Control
James Blake is a control person of Adp Strategic Plan Services.
Ownership
An individual ownership band is not available in the source record.
Tenure
James Blake has held the filed role since August 2024.

The firm

Adp Strategic Plan Services, LLC
Roseland, NJ

Form ADV filed 29 September 2026

$32.4B AUM110,773 clients6 advisers2 offices

Career on record

Firms and exams, newest first
  1. Passed Series 99TO · 2023
  2. Passed SIE · 2018
  3. Passed Series 51 · 2003
  4. Passed Series 24 · 1999
  5. Passed Series 7 and Series 63 · 1998

Registrations and exams

Broker registration; no current adviser registration. James Blake has passed 6 qualifying exams.

Examinations

Series 6317 September 1998
Name
Uniform Securities Agent State Law Examination
Series 5126 April 2003
Name
Municipal Fund Securities Principal Examination
Series 248 March 1999
Name
General Securities Principal Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 720 August 1998
Name
General Securities Representative Examination

Individual record

Full name
James Patrick Blake
CRD
3078844
Firm
Adp Strategic Plan Services, LLC
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does James Blake work?

James Blake has been Corporate Secretary of Adp Strategic Plan Services, LLC since August 2024, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 29 September 2026

Does James Blake have a current investment-adviser registration?

James Blake has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has James Blake passed?

James Blake has passed 6 licensing exams: the Series 7, Series 63, Series 24, Series 51, SIE and Series 99TO. The earliest, the Series 7, was passed in August 1998.

Source: IAPD individual record, checked 17 October 2026

Leadership at Adp Strategic Plan Services

Sources

  1. IAPD individual record, CRD 3078844. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Adp Strategic Plan Services, LLC, filed 29 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with James Blake or Adp Strategic Plan Services, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.