Jacob Williams has been an investment adviser representative at Carlson & Company Financial Services since March 2022, and is not listed among the firm’s executive officers or direct owners.
Carlson & Company Financial Services, LLC is a Topeka, KS firm with $632M under management, 1,097 clients and 10 advisers across 5 offices, as of its March 2026 filing.
Jacob Williams’ longest registration is the current one, 4 years at Carlson & Company Financial Services since 2022. Before joining Carlson & Company Financial Services in 2022, Jacob Williams was registered through Charles Schwab & Co., Inc. and T. Rowe Price Advisory Services, Inc.
- Carlson FinancialCurrent– present · 4 yearsColorado Springs, CO · Adviser representative · Firm CRD 295907
- Charles Schwab & Co., Inc.– · 3 yearsLone Tree, CO · Adviser representative · Firm CRD 5393
- T. Rowe Price Advisory Services, Inc.– · 3 yearsColorado Springs, CO · Adviser representative · Firm CRD 108958
Investment adviser representative registrations
Jacob Williams is registered as an investment adviser representative in Colorado, since March 2022.
- ColoradoSince 24 March 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 21 March 2024 |
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 21 March 2024 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 8 November 2011 |
| Series 7 | General Securities Representative Examination | 13 July 2011 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 9 September 2010 |
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Jacob Donald Williams
- CRD
- 5613035
- Firm
- Carlson & Company Financial Services · CRD 295907
- Office
- 1155 KELLY JOHNSON BLVD, SUITE 204, Colorado Springs, CO 80920
- Registration
- Investment adviser registration
- In the industry since
- May 2013
- Disciplinary history
- Not yet shown here · SEC record
Where does Jacob Williams work?
Jacob Williams is an investment adviser representative registered through Carlson & Company Financial Services, LLC since March 2022, and is not listed among the firm’s executive officers or direct owners.
Is Jacob Williams a financial advisor?
Yes. Jacob Williams has a current investment-adviser registration in Colorado, through Carlson & Company Financial Services since March 2022.
How many years of experience does Jacob Williams have?
Jacob Williams has 13 years in the financial industry, since May 2013, across 3 adviser firms.
What exams has Jacob Williams passed?
Jacob Williams has passed 5 licensing exams: the Series 6, Series 7, Series 66, Series 7TO and Series 6TO. The earliest, the Series 6, was passed in September 2010. FINRA credited Jacob Williams with the SIE, which began in October 2018.
Where did Jacob Williams work before Carlson & Company Financial Services?
Before Carlson & Company Financial Services, Jacob Williams was registered through Charles Schwab & Co., Inc., January 2017 to December 2020; T. Rowe Price Advisory Services, Inc., November 2011 to September 2015.
Where is Jacob Williams based?
Jacob Williams’ registered office is in Colorado Springs, CO.
Is Jacob Williams registered with FINRA?
No. Jacob Williams has no current broker registration.
How can I verify Jacob Williams’ record?
Search CRD 5613035 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jacob Williams’ full registration record.