Ian Robertson has been an investment adviser representative at Capital Management Services since October 2015, and is not listed among the firm’s executive officers or direct owners.
Capital Management Services, Inc. is a Manchester, MO firm with $145M under management, 242 clients and 5 advisers across 4 offices, as of its March 2026 filing.
Ian Robertson’s longest registration is the current one, 11 years at Capital Management Services since 2015. Before joining Capital Management Services in 2015, Ian Robertson was registered through Lyons Wealth Management and Argentus Advisors, LLC.
- – present · 11 yearsManchester, MO · Adviser representative · Firm CRD 118260
- Lyons Wealth Management– · 1 yearSalem, SC · Adviser representative · Firm CRD 150581
- Argentus Advisors, LLC– · 3 yearsGig Harbor, WA · Adviser representative · Firm CRD 116083
- Genworth Financial Wealth Management, Inc.– · 4 yearsChicago, IL · Adviser representative · Firm CRD 109018
- Lincoln Financial Distributors, Inc.– · 1 yearMarietta, GA · Adviser representative · Firm CRD 145
- Manning & Napier Advisory Advantage Corporation– · 1 yearAtlanta, GA · Adviser representative · Firm CRD 106652
Investment adviser representative registrations
Ian Robertson is registered as an investment adviser representative in Missouri, since October 2015.
- MissouriSince 16 October 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 23 September 2002 |
| Series 63 | Uniform Securities Agent State Law Examination | 6 January 1988 |
| Series 7 | General Securities Representative Examination | 19 December 1987 |
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Ian Thomas Robertson
- CRD
- 1779180
- Firm
- Capital Management Services · CRD 118260
- Office
- 410 SOVEREIGN CT., SUITE 13, Manchester, MO 63011
- Registration
- Investment adviser registration
- In the industry since
- October 2004
- Disciplinary history
- Not yet shown here · SEC record
Where does Ian Robertson work?
Ian Robertson is an investment adviser representative registered through Capital Management Services, Inc. since October 2015, and is not listed among the firm’s executive officers or direct owners.
Is Ian Robertson a financial advisor?
Yes. Ian Robertson has a current investment-adviser registration in Missouri, through Capital Management Services since October 2015.
How many years of experience does Ian Robertson have?
Ian Robertson has 22 years in the financial industry, since October 2004, across 6 adviser firms.
What exams has Ian Robertson passed?
Ian Robertson has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in December 1987.
Where did Ian Robertson work before Capital Management Services?
Before Capital Management Services, Ian Robertson was registered through Lyons Wealth Management, October 2013 to May 2015; Argentus Advisors, LLC, October 2010 to October 2013; Genworth Financial Wealth Management, Inc., October 2004 to January 2009; Lincoln Financial Distributors, Inc., September 2003 to November 2004; Manning & Napier Advisory Advantage Corporation, August 2002 to September 2003.
Where is Ian Robertson based?
Ian Robertson’s registered office is in Manchester, MO.
Is Ian Robertson registered with FINRA?
No. Ian Robertson has no current broker registration.
How can I verify Ian Robertson’s record?
Search CRD 1779180 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Ian Robertson’s full registration record.
