Harold Parker has been an investment adviser representative at Strategy Asset Managers since May 2019, and is not listed among the firm’s executive officers or direct owners.
Strategy Asset Managers L.L.C. is a Pasadena, CA firm with $930M under management, 633 clients and 10 advisers across 3 offices, as of its June 2026 filing.
Harold Parker is Director of Strategy Asset Managers. He joined the firm in 2016 and has been an investment professional since 1978, when he began his career at E F Hutton. He joined Dorsey Wright and Associates (now a division of NASDAQ) in 1994 as a Sr. Portfolio Manager, and has authored several papers on the technical analysis of securities.
Harold Parker’s longest registration was 21 years at Dorsey, Wright & Associates, LLC (1994–2016). Before joining Strategy Asset Managers in 2019, Harold Parker was registered through Holly Street Wealth Advisors and Western International Securities.
- – present · 7 yearsPasadena, CA · Adviser representative · Firm CRD 109939
- Holly Street Wealth Advisors– · 3 yearsPasadena, CA · Adviser representative · Firm CRD 167343
- Western International Securities– · 2 yearsLos Angeles, CA · Adviser representative · Firm CRD 39262
- Dorsey, Wright & Associates, LLC– · 21 yearsPasadena, CA · Adviser representative · Firm CRD 104925
Professional designations
Listed by Strategy Asset Managers
- Chartered Market Technician (CMT)
Investment adviser representative registrations
Harold Parker is registered as an investment adviser representative in California, since May 2019.
- CaliforniaSince 23 May 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 27 December 1993 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 January 1983 |
| Series 7 | General Securities Representative Examination | 17 June 1978 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Harold Bowler Parker
- CRD
- 854199
- Firm
- Strategy Asset Managers · CRD 109939
- Office
- 790 E. COLORADO BLVD., STE 200, Pasadena, CA 91101
- Registration
- Investment adviser registration
- In the industry since
- August 1994
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- strategyassetmanagers.com
Where does Harold Parker work?
Harold Parker is an investment adviser representative registered through Strategy Asset Managers L.L.C. since May 2019, and is not listed among the firm’s executive officers or direct owners.
Is Harold Parker a financial advisor?
Yes. Harold Parker has a current investment-adviser registration in California, through Strategy Asset Managers since May 2019.
How many years of experience does Harold Parker have?
Harold Parker has 32 years in the financial industry, since August 1994, across 4 adviser firms.
What exams has Harold Parker passed?
Harold Parker has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in June 1978.
Where did Harold Parker work before Strategy Asset Managers?
Before Strategy Asset Managers, Harold Parker was registered through Western International Securities, July 2007 to December 2009; Dorsey, Wright & Associates, LLC, August 1994 to June 2016.
Where is Harold Parker based?
Harold Parker’s registered office is in Pasadena, CA.
Is Harold Parker registered with FINRA?
No. Harold Parker has no current broker registration.
How can I verify Harold Parker’s record?
Search CRD 854199 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Harold Parker’s full registration record.