Thomas Hulick is Chief Executive Officer and Chief Compliance Officer of Strategy Asset Managers, is a control person of the firm and directly owns under 5% of it. Thomas Hulick holds a B.A. in political science from Tulane University and an MBA from the University of Southern California, Marshall School of Business. Thomas Hulick studied The Wharton School at the University of Pennsylvania.
Strategy Asset Managers L.L.C. is a Pasadena, CA firm with $930M under management, 633 clients and 10 advisers across 3 offices, as of its June 2026 filing.
Tom Hulick is CEO, CCO and Managing Partner of Strategy Asset Managers. He is the founding partner of Hulick Capital Management, LLC, the parent company of both Strategy Asset Managers and Holly Street Wealth Advisors. He has worked for 25 years as a senior wealth advisor and investment manager.
Thomas Hulick’s longest registration is the current one, 8 years at Strategy Asset Managers since 2018. Before joining Strategy Asset Managers in 2018, Thomas Hulick was registered through Holly Street Wealth Advisors and Trovena Investment Advisors.
- – present · 8 yearsPasadena, CA · Adviser representative · Firm CRD 109939
- Holly Street Wealth Advisors– · 6 yearsPasadena, CA · Adviser representative · Firm CRD 167343
- Trovena Investment Advisors– · under a yearAustin, TX · Adviser representative · Firm CRD 143996
- First Foundation Advisors– · 1 yearIrvine, CA · Adviser representative · Firm CRD 106075
- Uvest Financial Services Group, Inc.– · 2 yearsOntario, CA · Adviser representative · Firm CRD 13787
- UBS Financial Services Inc.– · 2 yearsLos Angeles, CA · Adviser representative · Firm CRD 8174
- Banc of America Investment Services, Inc.– · 1 yearLos Angeles, CA · Adviser representative · Firm CRD 16361
- Morgan Stanley– · 5 yearsBeverly Hills, CA · Adviser representative · Firm CRD 7556
Professional designations
Listed by Strategy Asset Managers
- Certified Investment Management Analyst (CIMA®)
Investment adviser representative registrations
Thomas Hulick is registered as an investment adviser representative in 3 states, as a resident of Texas. Each was approved in May 2018.
- CaliforniaSince 4 May 2018
- New JerseySince 4 May 2018
- TexasResidentSince 3 May 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 16 January 2015 |
| Series 31 | Futures Managed Funds Examination | 22 August 1995 |
| Series 65 | Uniform Investment Adviser Law Examination | 15 August 1995 |
| Series 7 | General Securities Representative Examination | 27 July 1995 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Full name
- Thomas Woodward Hulick
- CRD
- 1806305
- Firm
- Strategy Asset Managers · CRD 109939
- Role
- Chief Executive Officer; Chief Compliance Officer
- Office
- 790 E. Colorado Blvd., Suite 200, Pasadena, CA 91101
- Registration
- Investment adviser registration
- In the industry since
- April 1996
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- strategyassetmanagers.com
Where does Thomas Hulick work?
Thomas Hulick is Chief Executive Officer; Chief Compliance Officer of Strategy Asset Managers L.L.C., and is a control person of the firm.
Is Thomas Hulick a financial advisor?
Yes. Thomas Hulick has a current investment-adviser registration in California, New Jersey and Texas, through Strategy Asset Managers since May 2018.
How many years of experience does Thomas Hulick have?
Thomas Hulick has 30 years in the financial industry, since April 1996, across 8 adviser firms.
What exams has Thomas Hulick passed?
Thomas Hulick has passed 4 licensing exams: the Series 7, Series 65, Series 31 and Series 63. The earliest, the Series 7, was passed in July 1995. FINRA credited Thomas Hulick with the SIE, which began in October 2018.
Where did Thomas Hulick work before Strategy Asset Managers?
Before Strategy Asset Managers, Thomas Hulick was registered through Trovena Investment Advisors, November 2012 to May 2013; First Foundation Advisors, March 2011 to October 2012; Uvest Financial Services Group, Inc., November 2007 to September 2010; UBS Financial Services Inc., January 2005 to October 2007; Banc of America Investment Services, Inc., January 2003 to January 2005; Morgan Stanley, July 1997 to December 2002.
Where is Thomas Hulick based?
Thomas Hulick’s registered office is in Pasadena, CA.
Is Thomas Hulick registered with FINRA?
No. Thomas Hulick has no current broker registration.
How can I verify Thomas Hulick’s record?
Search CRD 1806305 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Hulick’s full registration record.