Gregory Turcotte has been Co-Founder, Partner, Chief Compliance Officer of Alpha Financial Partners since January 2020, is a control person of the firm and directly owns under 5% of it. Gregory Turcotte studied at Transylvania University.
Alpha Financial Partners LLC is a Lexington, KY firm with $460M under management, 402 clients and 5 advisers across 2 offices, as of its July 2026 filing.
Greg M. Turcotte is Co-Founder and Chief Compliance Officer of Alpha Financial Partners and an NFLPA Registered Financial Advisor. He is Director of Financial Planning, Insurance Consulting and Alpha Athlete Services. Before co-founding the firm in 2020, he spent nearly five years at UBS Financial Services in Lexington, Kentucky, and earlier was an Advisor and Planning Specialist with two boutique firms in Detroit, Michigan.
Gregory Turcotte’s longest registration is the current one, 6 years at Alpha Financial Partners since 2020. Before joining Alpha Financial Partners in 2020, Gregory Turcotte was registered through UBS Financial Services Inc. and Stratos Wealth Partners, LTD.
- Alpha Financial Partners LLCCurrent– present · 6 yearsLexington, KY · Adviser representative · Firm CRD 306639
- UBS Financial Services Inc.– · 4 yearsLexington, KY · Adviser representative · Firm CRD 8174
- Stratos Wealth Partners, LTD– · 2 yearsLexington, KY · Adviser representative · Firm CRD 153184
- First Heartland Consultants, Inc.– · 1 yearLexington, KY · Adviser representative · Firm CRD 110377
Professional designations
Listed by Alpha Financial Partners
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Gregory Turcotte is registered as an investment adviser representative in Kentucky, since January 2020.
- KentuckySince 14 January 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 11 February 2010 |
| Series 7 | General Securities Representative Examination | 16 December 2009 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Gregory M Turcotte
- CRD
- 5562095
- Firm
- Alpha Financial Partners · CRD 306639
- Role
- Co-Founder, Partner, Chief Compliance Officer
- Office
- 319 CEDAR ST., SUITE 201, Lexington, KY 40508
- Registration
- Investment adviser registration
- In the industry since
- December 2009
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- alphaky.com
Where does Gregory Turcotte work?
Gregory Turcotte has been Co-Founder, Partner, Chief Compliance Officer of Alpha Financial Partners LLC since January 2020, and is a control person of the firm.
Is Gregory Turcotte a financial advisor?
Yes. Gregory Turcotte has a current investment-adviser registration in Kentucky, through Alpha Financial Partners since January 2020.
How many years of experience does Gregory Turcotte have?
Gregory Turcotte has 16 years in the financial industry, since December 2009, across 4 adviser firms.
What exams has Gregory Turcotte passed?
Gregory Turcotte has passed 3 licensing exams: the Series 7, Series 66 and Series 99TO. The earliest, the Series 7, was passed in December 2009. FINRA credited Gregory Turcotte with the SIE, which began in October 2018.
Where did Gregory Turcotte work before Alpha Financial Partners?
Before Alpha Financial Partners, Gregory Turcotte was registered through UBS Financial Services Inc., September 2015 to January 2020; Stratos Wealth Partners, LTD, September 2013 to September 2015; First Heartland Consultants, Inc., January 2012 to September 2013.
Where is Gregory Turcotte based?
Gregory Turcotte’s registered office is in Lexington, KY.
Is Gregory Turcotte registered with FINRA?
No. Gregory Turcotte has no current broker registration.
Is Gregory Turcotte a CFP?
Alpha Financial Partners lists Gregory Turcotte with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Gregory Turcotte’s record?
Search CRD 5562095 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Gregory Turcotte’s full registration record.
