Emily Nelson has been Director of Retirement Plan Services of Alpha Financial Partners since July 2025, is a control person of the firm and directly owns under 5% of it.
Alpha Financial Partners LLC is a Lexington, KY firm with $460M under management, 402 clients and 5 advisers across 2 offices, as of its July 2026 filing.
Emily Nelson’s longest registration was 1 year at Sanctuary Advisors, LLC (2023–2025). Before joining Alpha Financial Partners in 2025, Emily Nelson was registered through Sanctuary Advisors, LLC and MCF Advisors, LLC.
- Alpha Financial Partners LLCCurrent– present · 1 yearLexington, KY · Adviser representative · Firm CRD 306639
- Sanctuary Advisors, LLC– · 1 yearLexington, KY · Adviser representative · Firm CRD 226606
- MCF Advisors, LLC– · under a yearLexington, KY · Adviser representative · Firm CRD 130372
Investment adviser representative registrations
Emily Nelson is registered as an investment adviser representative in Kentucky, since July 2025.
- KentuckySince 31 July 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | 24 February 2025 |
| Series 65 | Uniform Investment Adviser Law Examination | 5 August 2023 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- CRD
- 7775424
- Firm
- Alpha Financial Partners · CRD 306639
- Role
- Director of Retirement Plan Services
- Office
- 319 CEDAR ST., SUITE 201, Lexington, KY 40508
- Registration
- Investment adviser registration
- In the industry since
- September 2023
- Disciplinary history
- Not yet shown here · SEC record
Where does Emily Nelson work?
Emily Nelson has been Director of Retirement Plan Services of Alpha Financial Partners LLC since July 2025, and is a control person of the firm.
Is Emily Nelson a financial advisor?
Yes. Emily Nelson has a current investment-adviser registration in Kentucky, through Alpha Financial Partners since July 2025.
How many years of experience does Emily Nelson have?
Emily Nelson has 3 years in the financial industry, since September 2023, across 3 adviser firms.
What exams has Emily Nelson passed?
Emily Nelson has passed 2 licensing exams: the Series 65 and SIE. The earliest, the Series 65, was passed in August 2023.
Where did Emily Nelson work before Alpha Financial Partners?
Before Alpha Financial Partners, Emily Nelson was registered through Sanctuary Advisors, LLC, November 2023 to June 2025; MCF Advisors, LLC, August 2023 to November 2023.
Where is Emily Nelson based?
Emily Nelson’s registered office is in Lexington, KY.
Is Emily Nelson registered with FINRA?
No. Emily Nelson has no current broker registration.
How can I verify Emily Nelson’s record?
Search CRD 7775424 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Emily Nelson’s full registration record.
