Aaron Ammerman has been Co-Founder and Partner of Alpha Financial Partners since January 2020, is a control person of the firm and directly owns under 5% of it. Aaron Ammerman holds a BA in Business Administration from Asbury University and a Masters in Economics from the University of East London.
Alpha Financial Partners LLC is a Lexington, KY firm with $460M under management, 402 clients and 5 advisers across 2 offices, as of its July 2026 filing.
Aaron P. Ammerman is Co-Founder and Partner of Alpha Financial Partners. He heads the firm's Louisville office and has over twenty-five years of experience advising individuals and institutions. After a long career with a global investment bank and wealth management firm, he co-founded the firm with Marc Cobane and Greg Turcotte in January 2020, with an emphasis on financial planning and asset management services for individuals, families and business owners.
Aaron Ammerman’s longest registration was 16 years at UBS Financial Services Inc. (2004–2020). Before joining Alpha Financial Partners in 2020, Aaron Ammerman was registered through UBS Financial Services Inc.
- Alpha Financial Partners LLCCurrent– present · 6 yearsLexington, KY · Adviser representative · Firm CRD 306639
- UBS Financial Services Inc.– · 16 yearsLexington, KY · Adviser representative · Firm CRD 8174
Investment adviser representative registrations
Aaron Ammerman is registered as an investment adviser representative in Kentucky, since January 2020.
- KentuckySince 14 January 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 23 January 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 November 1995 |
| Series 7 | General Securities Representative Examination | 11 October 1995 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Aaron Paynter Ammerman
- CRD
- 2178388
- Firm
- Alpha Financial Partners · CRD 306639
- Role
- Co-Founder and Partner
- Office
- 319 CEDAR ST., SUITE 201, Lexington, KY 40508
- Registration
- Investment adviser registration
- In the industry since
- October 1995
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- alphaky.com
Where does Aaron Ammerman work?
Aaron Ammerman has been Co-Founder and Partner of Alpha Financial Partners LLC since January 2020, and is a control person of the firm.
Is Aaron Ammerman a financial advisor?
Yes. Aaron Ammerman has a current investment-adviser registration in Kentucky, through Alpha Financial Partners since January 2020.
How many years of experience does Aaron Ammerman have?
Aaron Ammerman has 31 years in the financial industry, since October 1995, across 2 adviser firms.
What exams has Aaron Ammerman passed?
Aaron Ammerman has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in October 1995. FINRA credited Aaron Ammerman with the SIE, which began in October 2018.
Where did Aaron Ammerman work before Alpha Financial Partners?
Before Alpha Financial Partners, Aaron Ammerman was registered through UBS Financial Services Inc., January 2004 to January 2020.
Where is Aaron Ammerman based?
Aaron Ammerman’s registered office is in Lexington, KY.
Is Aaron Ammerman registered with FINRA?
No. Aaron Ammerman has no current broker registration.
How can I verify Aaron Ammerman’s record?
Search CRD 2178388 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Aaron Ammerman’s full registration record.
