Felicia Gopaul has been an investment adviser representative at CSP Financial Group since June 2021, and is not listed among the firm’s executive officers or direct owners.
CSP Financial Group LLC is a Scottsdale, AZ firm with $151M under management, 397 clients and 21 advisers across 18 offices, as of its September 2026 filing.
Felicia Gopaul’s longest registration is the current one, 5 years at CSP Financial Group since 2021. Before joining CSP Financial Group in 2021, Felicia Gopaul was registered through Icma Retirement Corp and Lincoln Financial Advisors Corporation.
- CSP Financial Group LLCCurrent– present · 5 yearsIrvine, CA · Adviser representative · Firm CRD 310819
- Icma Retirement Corp– · 2 yearsWashington, DC · Adviser representative · Firm CRD 108783
- Lincoln Financial Advisors Corporation– · 3 yearsRochelle Park, NJ · Adviser representative · Firm CRD 3978
Investment adviser representative registrations
Felicia Gopaul is registered as an investment adviser representative in 2 states. The first approvals date from June 2021; the most recent is Texas, in April 2022.
- CaliforniaSince 11 June 2021
- TexasSince 18 April 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 22 September 2004 |
| Series 65 | Uniform Investment Adviser Law Examination | 25 April 1998 |
| Series 7 | General Securities Representative Examination | 23 November 1993 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Full name
- Felicia Caldwell Gopaul
- CRD
- 2407232
- Firm
- CSP Financial Group · CRD 310819
- Office
- Irvine, CA
- Registration
- Investment adviser registration
- In the industry since
- June 2015
- Disciplinary history
- Not yet shown here · SEC record
Where does Felicia Gopaul work?
Felicia Gopaul is an investment adviser representative registered through CSP Financial Group LLC since June 2021, and is not listed among the firm’s executive officers or direct owners.
Is Felicia Gopaul a financial advisor?
Yes. Felicia Gopaul has a current investment-adviser registration in California and Texas, through CSP Financial Group since June 2021.
How many years of experience does Felicia Gopaul have?
Felicia Gopaul has 11 years in the financial industry, since June 2015, across 3 adviser firms.
What exams has Felicia Gopaul passed?
Felicia Gopaul has passed 3 licensing exams: the Series 7, Series 65 and Series 63. The earliest, the Series 7, was passed in November 1993.
Where did Felicia Gopaul work before CSP Financial Group?
Before CSP Financial Group, Felicia Gopaul was registered through Icma Retirement Corp, February 2008 to September 2010; Lincoln Financial Advisors Corporation, July 2004 to January 2008.
Where is Felicia Gopaul based?
Felicia Gopaul’s registered office is in Irvine, CA.
Is Felicia Gopaul registered with FINRA?
No. Felicia Gopaul has no current broker registration.
How can I verify Felicia Gopaul’s record?
Search CRD 2407232 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Felicia Gopaul’s full registration record.
