Charles Pettit has been Managing Member & Chief Compliance Officer of CSP Financial Group since April 2020, is a control person of the firm and directly owns 75% or more of it.
CSP Financial Group LLC is a Scottsdale, AZ firm with $151M under management, 397 clients and 21 advisers across 18 offices, as of its September 2026 filing.
Charles Pettit is Co-Founder and CCO of CSP Financial Group, based in Scottsdale, Arizona. He has spent over 28 years providing financial guidance to individuals, families, and business owners. He addresses wealth transfers such as mortgages, taxes, qualified plans, education expenses, major purchases, and investment strategies.
Charles Pettit’s longest registration was 8 years at Lifetyme Financial Advisors, LLC (2012–2021). Before joining CSP Financial Group in 2020, Charles Pettit was registered through Lifetyme Financial Advisors, LLC and Brokers International Financial Services, LLC.
- CSP Financial Group LLCCurrent– present · 5 yearsScottsdale, AZ · Adviser representative · Firm CRD 310819
- Lifetyme Financial Advisors, LLC– · 8 yearsPhoenix, AZ · Adviser representative · Firm CRD 159809
- Brokers International Financial Services, LLC– · under a yearFrederick, MD · Adviser representative · Firm CRD 139627
Professional designations
Listed by CSP Financial Group
- Chartered Financial Consultant (ChFC®)
- Chartered Federal Employee Benefits Consultant (ChFEBC℠)
- Chartered Life Underwriter (CLU®)
Investment adviser representative registrations
Charles Pettit is registered as an investment adviser representative in 4 states. The first approvals date from November 2020; the most recent is New Mexico, in July 2026.
- ArizonaSince 18 November 2020
- LouisianaSince 19 January 2021
- New MexicoSince 7 July 2026
- TexasSince 9 December 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 12 April 2011 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 10 March 1995 |
| Series 63 | Uniform Securities Agent State Law Examination | 12 August 1994 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 12 August 1994 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Charles Arthur Pettit
- CRD
- 2488074
- Firm
- CSP Financial Group · CRD 310819
- Role
- Managing Member & Chief Compliance Officer
- Office
- 14300 NORTH NORTHSIGHT BLVD, SUITE 120, Scottsdale, AZ 85260
- Registration
- Investment adviser registration
- In the industry since
- July 2011
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- cspfinancialgroup.com
Where does Charles Pettit work?
Charles Pettit has been Managing Member & Chief Compliance Officer of CSP Financial Group LLC since April 2020, and is a control person of the firm.
Is Charles Pettit a financial advisor?
Yes. Charles Pettit has a current investment-adviser registration in Arizona, Louisiana, New Mexico and Texas, through CSP Financial Group since November 2020.
How many years of experience does Charles Pettit have?
Charles Pettit has 15 years in the financial industry, since July 2011, across 3 adviser firms.
What exams has Charles Pettit passed?
Charles Pettit has passed 4 licensing exams: the Series 63, Series 6, Series 26 and Series 65. The earliest, the Series 63, was passed in August 1994.
Where did Charles Pettit work before CSP Financial Group?
Before CSP Financial Group, Charles Pettit was registered through Brokers International Financial Services, LLC, April 2011 to December 2011.
Where is Charles Pettit based?
Charles Pettit’s registered office is in Scottsdale, AZ.
Is Charles Pettit registered with FINRA?
No. Charles Pettit has no current broker registration.
How can I verify Charles Pettit’s record?
Search CRD 2488074 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Charles Pettit’s full registration record.