Ethan Ogden has been an investment adviser representative at Maia Wealth since May 2022, and is not listed among the firm’s executive officers or direct owners.
Maia Wealth, LLC is a Denver, CO firm with $973M under management, 2,148 clients and 36 advisers across 9 offices, as of its May 2026 filing.
Ethan Ogden’s longest registration is the current one, 4 years at Maia Wealth since 2022. Before joining Maia Wealth in 2022, Ethan Ogden was registered through Astor Investment Management LLC.
- Simplicity WealthAlso current– present · under a yearOakbrook Terrace, IL · Adviser representative · Firm CRD 300572
- Maia WealthCurrent– present · 4 yearsOakbrook Terrace, IL · Adviser representative · Firm CRD 292817
- Astor Investment Management LLC– · under a yearChicago, IL · Adviser representative · Firm CRD 169679
Investment adviser representative registrations
Ethan Ogden is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from May 2022; the most recent is Texas, in October 2026.
- IllinoisSince 9 May 2022
- TexasResidentSince 6 March 2023
- TexasSince 1 October 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 13 July 2019 |
| SIE | Securities Industry Essentials Examination | 15 March 2019 |
| Series 66 | Uniform Combined State Law Examination | 9 January 2019 |
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Full name
- Ethan Nguyen Ogden
- CRD
- 7136603
- Firm
- Maia Wealth · CRD 292817
- Office
- 1 MID ATLANTIC PLAZA, FLOOR 3, Oakbrook Terrace, IL 60181
- Registration
- Investment adviser registration
- In the industry since
- August 2019
- Disciplinary history
- Not yet shown here · SEC record
Where does Ethan Ogden work?
Ethan Ogden is an investment adviser representative registered through Maia Wealth, LLC since May 2022, and is not listed among the firm’s executive officers or direct owners.
Is Ethan Ogden a financial advisor?
Yes. Ethan Ogden has a current investment-adviser registration in Illinois, Texas and Texas, through Maia Wealth since May 2022.
How many years of experience does Ethan Ogden have?
Ethan Ogden has 7 years in the financial industry, since August 2019, across 3 adviser firms.
What exams has Ethan Ogden passed?
Ethan Ogden has passed 3 licensing exams: the Series 66, SIE and Series 7TO. The earliest, the Series 66, was passed in January 2019.
Where did Ethan Ogden work before Maia Wealth?
Before Maia Wealth, Ethan Ogden was registered through Astor Investment Management LLC, August 2019 to May 2020.
Where is Ethan Ogden based?
Ethan Ogden’s registered office is in Oakbrook Terrace, IL.
Is Ethan Ogden registered with FINRA?
No. Ethan Ogden has no current broker registration.
How can I verify Ethan Ogden’s record?
Search CRD 7136603 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Ethan Ogden’s full registration record.