Driss Graoui has been an investment adviser representative at Maia Wealth since September 2024, and is not listed among the firm’s executive officers or direct owners.
Maia Wealth, LLC is a Denver, CO firm with $973M under management, 2,148 clients and 36 advisers across 9 offices, as of its May 2026 filing.
Driss Graoui’s longest registration was 2 years at UBS Financial Services Inc. (2022–2024). Before joining Maia Wealth in 2024, Driss Graoui was registered through UBS Financial Services Inc.
- Simplicity WealthAlso current– present · under a yearDenver, CO · Adviser representative · Firm CRD 300572
- UBS Financial Services Inc.– · 2 yearsDenver, CO · Adviser representative · Firm CRD 8174
Investment adviser representative registrations
Driss Graoui is registered as an investment adviser representative in Colorado, since September 2024.
- ColoradoSince 3 September 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 24 February 2022 |
| Series 7TO | General Securities Representative Examination | 27 January 2022 |
| SIE | Securities Industry Essentials Examination | 29 December 2021 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 7463984
- Firm
- Maia Wealth · CRD 292817
- Office
- 1401 17TH STREET, SUITE 850, Denver, CO 80202
- Registration
- Investment adviser registration
- In the industry since
- January 2022
- Disciplinary history
- Not yet shown here · SEC record
Where does Driss Graoui work?
Driss Graoui is an investment adviser representative registered through Maia Wealth, LLC since September 2024, and is not listed among the firm’s executive officers or direct owners.
Is Driss Graoui a financial advisor?
Yes. Driss Graoui has a current investment-adviser registration in Colorado, through Maia Wealth since September 2024.
How many years of experience does Driss Graoui have?
Driss Graoui has 4 years in the financial industry, since January 2022, across 3 adviser firms.
What exams has Driss Graoui passed?
Driss Graoui has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in December 2021.
Where is Driss Graoui based?
Driss Graoui’s registered office is in Denver, CO.
Is Driss Graoui registered with FINRA?
No. Driss Graoui has no current broker registration.
How can I verify Driss Graoui’s record?
Search CRD 7463984 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Driss Graoui’s full registration record.