Skip to content

Douglas Mcdermott

Chief Operating Officer, Head of Investor Solutions Group at Octagon Credit Investors

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
4
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Douglas Mcdermott is Chief Operating Officer, Head of Investor Solutions Group of Octagon Credit Investors, LLC, a New York investment adviser managing $35.1B. Douglas Mcdermott has a current broker registration and no current investment-adviser registration and has passed the Series 7, Series 63, Series 24 and SIE.

Role at Octagon Credit Investors

Title on Schedule A
Chief Operating Officer, Head of Investor Solutions Group
Control
Douglas Mcdermott is a control person of Octagon Credit Investors.
Ownership
An individual ownership band is not available in the source record.
Tenure
Douglas Mcdermott has held the filed role since January 2024.

The firm

Octagon Credit Investors, LLC
New York, NY

Form ADV filed 30 March 2026

$35.1B AUM128 clients43 advisers1 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 24 · 2009
  3. Passed Series 63 · 2003
  4. Passed Series 7 · 2002

Registrations and exams

Broker registration; no current adviser registration. Douglas Mcdermott has passed 4 qualifying exams.

Examinations

Series 6326 August 2003
Name
Uniform Securities Agent State Law Examination
Series 247 August 2009
Name
General Securities Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 716 August 2002
Name
General Securities Representative Examination

Individual record

Full name
Douglas John Mcdermott
CRD
4566187
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Douglas Mcdermott work?

Douglas Mcdermott has been Chief Operating Officer, Head of Investor Solutions Group of Octagon Credit Investors, LLC since January 2024, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 March 2026

Does Douglas Mcdermott have a current investment-adviser registration?

Douglas Mcdermott has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Douglas Mcdermott passed?

Douglas Mcdermott has passed 4 licensing exams: the Series 7, Series 63, Series 24 and SIE. The earliest, the Series 7, was passed in August 2002.

Source: IAPD individual record, checked 17 October 2026

Leadership at Octagon Credit Investors

  • Gretchen Mohr
    Chief Executive Officer, Board Member
  • Amy Adar
    Chief Financial Officer
  • Cheryl Zabala
    Chief Compliance Officer
  • Maegan Boger
    Head of Trading and Capital Markets, Head of Strategic Initiatives
  • Linwood Bradford
    Board Member
  • Geoffrey Dorment
    General Counsel
  • Sean Gleason
    Senior Portfolio Manager
  • Andrew Gordon
    Senior Advisor, Board Member
  • Meryl Hartzband
    Board Member
  • Lauren Law
    Senior Portfolio Manager
  • Jung Lee
    Board Member
  • Michael Nechamkin
    Chief Investment Officer, Board Member
  • Richard Sega
    Board Member
  • Sean Sullivan
    Head of Private Credit

Sources

  1. IAPD individual record, CRD 4566187. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Octagon Credit Investors, LLC, filed 30 March 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Douglas Mcdermott or Octagon Credit Investors, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.