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Andrew Gordon

Senior Advisor, Board Member at Octagon Credit Investors

No current adviser or broker registrationSEC record checked 17 October 2026

0
Past adviser firms
3
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Andrew Gordon is Senior Advisor, Board Member of Octagon Credit Investors, LLC, a New York investment adviser managing $35.1B. Andrew Gordon has passed the Series 7, Series 63 and SIE.

Role at Octagon Credit Investors

Title on Schedule A
Senior Advisor, Board Member
Control
Andrew Gordon is a control person of Octagon Credit Investors.
Ownership
An individual ownership band is not available in the source record.
Tenure
Andrew Gordon has held the filed role since January 2025.

The firm

Octagon Credit Investors, LLC
New York, NY

Form ADV filed 30 March 2026

$35.1B AUM128 clients43 advisers1 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 7 and Series 63 · 2016

Registrations and exams

No current adviser or broker registration. Andrew Gordon has passed 3 qualifying exams.

Examinations

Series 6319 April 2016
Name
Uniform Securities Agent State Law Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 728 March 2016
Name
General Securities Representative Examination

Individual record

Full name
Andrew David Gordon
CRD
2351269
Firm
Octagon Credit Investors, LLC
Registration status
No current adviser or broker registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Andrew Gordon work?

Andrew Gordon has been Senior Advisor, Board Member of Octagon Credit Investors, LLC since January 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 March 2026

Does Andrew Gordon have a current investment-adviser registration?

Andrew Gordon has no current investment-adviser or broker registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Andrew Gordon passed?

Andrew Gordon has passed 3 licensing exams: the Series 7, Series 63 and SIE. The earliest, the Series 7, was passed in March 2016.

Source: IAPD individual record, checked 17 October 2026

Leadership at Octagon Credit Investors

  • Gretchen Mohr
    Chief Executive Officer, Board Member
  • Amy Adar
    Chief Financial Officer
  • Douglas McDermott
    Chief Operating Officer, Head of Investor Solutions Group
  • Cheryl Zabala
    Chief Compliance Officer
  • Maegan Boger
    Head of Trading and Capital Markets, Head of Strategic Initiatives
  • Linwood Bradford
    Board Member
  • Geoffrey Dorment
    General Counsel
  • Sean Gleason
    Senior Portfolio Manager
  • Meryl Hartzband
    Board Member
  • Lauren Law
    Senior Portfolio Manager
  • Jung Lee
    Board Member
  • Michael Nechamkin
    Chief Investment Officer, Board Member
  • Richard Sega
    Board Member
  • Sean Sullivan
    Head of Private Credit

Sources

  1. IAPD individual record, CRD 2351269. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Octagon Credit Investors, LLC, filed 30 March 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Andrew Gordon or Octagon Credit Investors, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.