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Cheryl Zabala

Chief Compliance Officer at Octagon Credit Investors

Broker registration; no current adviser registration

Cheryl Zabala is Chief Compliance Officer of Octagon Credit Investors, LLC, a New York investment adviser managing $35.1B. Cheryl Zabala has a current broker registration and no current investment-adviser registration and has passed the SIE, Series 7TO, Series 24 and Series 63.

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Licensing exams

From the IAPD record · data retrieved 18 October 2026 · page updated 20 October 2026SEC record

Career

Cheryl Zabala has been Chief Compliance Officer of Octagon Credit Investors since July 2025. Cheryl Zabala is a control person of the firm and directly owns under 5% of it.

Octagon Credit Investors, LLC is a New York, NY firm with $35.1B under management, 128 clients and 43 advisers in one office, as of its March 2026 filing.

No adviser firm registrations are on Cheryl Zabala’s record.

Credentials and registrations

Examinations

Series 6325 June 2024
Name
Uniform Securities Agent State Law Examination
Series 2421 February 2024
Name
General Securities Principal Examination
Series 7TO19 October 2023
Name
General Securities Representative Examination
SIE30 June 2023
Name
Securities Industry Essentials Examination

Individual record

Full name
Cheryl Lynn Zabala
CRD
6123999

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Cheryl Zabala work?

Cheryl Zabala has been Chief Compliance Officer of Octagon Credit Investors, LLC since July 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 March 2026

Does Cheryl Zabala have a current investment-adviser registration?

Cheryl Zabala has a current broker registration and no current investment-adviser registration.

Source: IAPD individual record, checked 18 October 2026

What exams has Cheryl Zabala passed?

Cheryl Zabala has passed 4 licensing exams: the SIE, Series 7TO, Series 24 and Series 63. The earliest, the SIE, was passed in June 2023.

Source: IAPD individual record, checked 18 October 2026

Leadership at Octagon Credit Investors

Sources

  1. IAPD individual record, CRD 6123999. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Octagon Credit Investors, LLC, filed 30 March 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

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