Dionne Banks has been an investment adviser representative at Maia Wealth since May 2022, and is not listed among the firm’s executive officers or direct owners.
Maia Wealth, LLC is a Denver, CO firm with $973M under management, 2,148 clients and 36 advisers across 9 offices, as of its May 2026 filing.
Dionne Banks’ longest registration is the current one, 4 years at Maia Wealth since 2022. Before joining Maia Wealth in 2022, Dionne Banks was registered through Edward Jones.
- Simplicity WealthAlso current– present · under a yearIndianapolis , IN · Adviser representative · Firm CRD 300572
- Edward Jones– · 1 yearIndianapolis, IN · Adviser representative · Firm CRD 250
Investment adviser representative registrations
Dionne Banks is registered as an investment adviser representative in 2 states. Each was approved in May 2022.
- IndianaSince 25 May 2022
- TexasSince 25 May 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 9 June 2020 |
| Series 7TO | General Securities Representative Examination | 12 May 2020 |
| SIE | Securities Industry Essentials Examination | 26 February 2020 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Dionne J Banks
- CRD
- 5114962
- Firm
- Maia Wealth · CRD 292817
- Office
- Indianapolis, IN
- Registration
- Investment adviser registration
- In the industry since
- May 2020
- Disciplinary history
- Not yet shown here · SEC record
Where does Dionne Banks work?
Dionne Banks is an investment adviser representative registered through Maia Wealth, LLC since May 2022, and is not listed among the firm’s executive officers or direct owners.
Is Dionne Banks a financial advisor?
Yes. Dionne Banks has a current investment-adviser registration in Indiana and Texas, through Maia Wealth since May 2022.
How many years of experience does Dionne Banks have?
Dionne Banks has 6 years in the financial industry, since May 2020, across 3 adviser firms.
What exams has Dionne Banks passed?
Dionne Banks has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in February 2020.
Where did Dionne Banks work before Maia Wealth?
Before Maia Wealth, Dionne Banks was registered through Edward Jones, June 2020 to May 2022.
Where is Dionne Banks based?
Dionne Banks’ registered office is in Indianapolis, IN.
Is Dionne Banks registered with FINRA?
No. Dionne Banks has no current broker registration.
How can I verify Dionne Banks’ record?
Search CRD 5114962 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Dionne Banks’ full registration record.