Career
Dina Dilorenzo has been Managing Partner, President of Guggenheim Partners Investment Management since March 2021. Dina Dilorenzo is a control person of the firm and directly owns under 5% of it.
Guggenheim Partners Investment Management, LLC is a New York, NY firm with $241B under management, 440 clients and 166 advisers across 5 offices, as of its July 2026 filing.
Guggenheim identifies Dina DiLorenzo as president of Guggenheim Investments and managing partner of Guggenheim Partners.
- Guggenheim Investment Advisors, LLCAlso current– present · 20 yearsNew York, NY · Adviser representative · Firm CRD 108263
- Asset Consulting Group Inc– · under a yearSt. Louis, MO · Adviser representative · Firm CRD 107574
- Citigroup Global Markets Inc.– · 4 yearsSan Francisco, CA · Adviser representative · Firm CRD 7059
Credentials and registrations
Investment adviser representative registrations
| State | Status | Since |
|---|---|---|
| Connecticut | Approved | 6 February 2025 |
| Illinois | Approved | 2 February 2010 |
| New York | Approved | 17 February 2025 |
- Status
- Approved
- Status
- Approved
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 52TO | Municipal Securities Representative Examination | 25 September 2025 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 79TO | Investment Banking Registered Representative Examination | 25 March 2019 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 30 | NFA Branch Manager Examination | 7 April 2017 |
| Series 32 | Limited Futures Exam-Regulation | 27 December 2012 |
| Series 53 | Municipal Securities Principal Examination | 9 January 2007 |
| Series 4 | Registered Options Principal Examination | 7 February 2006 |
| Series 24 | General Securities Principal Examination | 13 September 2005 |
| Series 3 | National Commodity Futures Examination | 2 May 2001 |
| Series 65 | Uniform Investment Adviser Law Examination | 10 August 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 11 December 1995 |
| Series 7 | General Securities Representative Examination | 6 November 1995 |
- Name
- Municipal Securities Representative Examination
- Name
- Operations Professional Examination
- Name
- Investment Banking Registered Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- NFA Branch Manager Examination
- Name
- Limited Futures Exam-Regulation
- Name
- Municipal Securities Principal Examination
- Name
- Registered Options Principal Examination
- Name
- General Securities Principal Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Dina Marie Dilorenzo
- CRD
- 2664787
- Firm bio
- portal.guggenheiminvestments.com
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Dina Dilorenzo work?
Dina Dilorenzo has been Managing Partner, President of Guggenheim Partners Investment Management, LLC since March 2021, and is a control person of the firm.
Is Dina Dilorenzo a financial advisor?
Yes. Dina Dilorenzo has a current investment-adviser registration in Connecticut, Illinois and New York.
How many years of experience does Dina Dilorenzo have?
Dina Dilorenzo has 30 years in the financial industry, since April 1996, across 3 adviser firms.
What exams has Dina Dilorenzo passed?
Dina Dilorenzo has passed 12 licensing exams: the Series 7, Series 63, Series 65, Series 3, Series 24, Series 4, Series 53, Series 32, Series 30, Series 79TO, Series 99TO and Series 52TO. The earliest, the Series 7, was passed in November 1995. FINRA credited Dina Dilorenzo with the SIE, which began in October 2018.
Where was Dina Dilorenzo previously registered as an investment adviser?
Dina Dilorenzo has past investment-adviser registrations through Asset Consulting Group Inc, May 2005 to October 2005; Citigroup Global Markets Inc., December 2000 to April 2005, across 3 firms.
Leadership at Guggenheim Partners Investment Management
- Brian BinderPresident, Mutual Funds Boards and SR. Managing Director
- Robert SapersteinChief Compliance Officer
- Steven BrownChief Investment Officer for Fixed Income, Guggenheim Partners Investment Management
- Suzanne StoneHead of Client Service
- Anne WalshManaging Partner, Chief Investment Officer, Guggenheim Partners Investment Management