Career
Brian Binder has been President, Mutual Funds Boards and SR. Managing Director of Guggenheim Partners Investment Management since January 2018. Brian Binder is a control person of the firm and directly owns under 5% of it.
Guggenheim Partners Investment Management, LLC is a New York, NY firm with $241B under management, 440 clients and 166 advisers across 5 offices, as of its July 2026 filing.
Brian Binder is a senior managing director and president of Guggenheim Investments' mutual funds boards; he joined the firm in 2018.
No adviser firm registrations are on Brian Binder’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 10 March 2020 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 6 March 2018 |
| Series 63 | Uniform Securities Agent State Law Examination | 9 July 2001 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 16 June 1995 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 7 April 1994 |
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
Individual record
- Full name
- Brian Edward Binder
- CRD
- 2466834
- Firm bio
- portal.guggenheiminvestments.com
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Brian Binder work?
Brian Binder has been President, Mutual Funds Boards and SR. Managing Director of Guggenheim Partners Investment Management, LLC since January 2018, and is a control person of the firm.
Does Brian Binder have a current investment-adviser registration?
Brian Binder has a current broker registration and no current investment-adviser registration.
What exams has Brian Binder passed?
Brian Binder has passed 5 licensing exams: the Series 6, Series 26, Series 63, Series 7 and Series 24. The earliest, the Series 6, was passed in April 1994. FINRA credited Brian Binder with the SIE, which began in October 2018.
Leadership at Guggenheim Partners Investment Management
- Dina DilorenzoManaging Partner, President
- Robert SapersteinChief Compliance Officer
- Steven BrownChief Investment Officer for Fixed Income, Guggenheim Partners Investment Management
- Suzanne StoneHead of Client Service
- Anne WalshManaging Partner, Chief Investment Officer, Guggenheim Partners Investment Management