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Anne Walsh

Managing Partner, Chief Investment Officer, Guggenheim Partners Investment Management at Guggenheim Partners Investment Management

Investment adviser registrationNew York, NY

Anne Walsh is Managing Partner, Chief Investment Officer, Guggenheim Partners Investment Management of Guggenheim Partners Investment Management, LLC, a New York investment adviser managing $241B. Anne Walsh has been registered as an investment adviser representative through Guggenheim Partners Investment Management since 25 May 2012 and has 18 years in the industry across 1 firm.

18
Years in industry
14
Years at firm
1
Adviser firms
1
States registered

From the IAPD record · data retrieved 17 October 2026 · page updated 20 October 2026SEC record

Career

Anne Walsh has been Managing Partner, Chief Investment Officer, Guggenheim Partners Investment Management of Guggenheim Partners Investment Management since March 2021. Anne Walsh is a control person of the firm and directly owns under 5% of it.

Guggenheim Partners Investment Management, LLC is a New York, NY firm with $241B under management, 440 clients and 166 advisers across 5 offices, as of its July 2026 filing.

Guggenheim's official people page identifies Anne Walsh as managing partner and chief investment officer of Guggenheim Partners Investment Management.

  1. – present · 14 years
    New York, NY · Adviser representative · Firm CRD 137432
  2. – · 4 years
    Santa Monica, CA · Adviser representative · Firm CRD 137432

Credentials and registrations

Investment adviser representative registrations

California25 May 2012
Status
Approved

Examinations

No examinations are on Anne Walsh’s record.

Individual record

Full name
Anne Bookwalter Walsh
CRD
2671132
Office
330 MADISON AVENUE, 10TH FLOOR, New York, NY 10017

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Anne Walsh work?

Anne Walsh has been Managing Partner, Chief Investment Officer, Guggenheim Partners Investment Management of Guggenheim Partners Investment Management, LLC since March 2021, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 July 2026

Is Anne Walsh a financial advisor?

Yes. Anne Walsh has a current investment-adviser registration in California, through Guggenheim Partners Investment Management since May 2012.

Source: IAPD individual record, checked 17 October 2026

How many years of experience does Anne Walsh have?

Anne Walsh has 18 years in the financial industry, since November 2007, across 1 adviser firm.

Source: IAPD individual record, checked 17 October 2026

Where did Anne Walsh work before Guggenheim Partners Investment Management?

Before Guggenheim Partners Investment Management, Anne Walsh was registered through Guggenheim Partners Asset Management, LLC, June 2007 to December 2011.

Source: IAPD individual record, checked 17 October 2026

Where is Anne Walsh based?

Anne Walsh’s registered office is in New York, NY.

Source: IAPD individual record, checked 17 October 2026

Leadership at Guggenheim Partners Investment Management

Sources

  1. IAPD individual record, CRD 2671132. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Guggenheim Partners Investment Management, LLC, filed 30 July 2026. Title, control and ownership bands.
  3. Guggenheim Partners Investment Management team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

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