Desmond Dimond has been an investment adviser representative at Maia Wealth since April 2018, and is not listed among the firm’s executive officers or direct owners.
Maia Wealth, LLC is a Denver, CO firm with $973M under management, 2,148 clients and 36 advisers across 9 offices, as of its May 2026 filing.
Desmond Dimond’s longest registration is the current one, 8 years at Maia Wealth since 2018. Before joining Maia Wealth in 2018, Desmond Dimond was registered through MML Investors Services, LLC.
- Simplicity WealthAlso current– present · under a yearDenver, CO · Adviser representative · Firm CRD 300572
- MML Investors Services, LLC– · 2 yearsDenver, CO · Adviser representative · Firm CRD 10409
Investment adviser representative registrations
Desmond Dimond is registered as an investment adviser representative in 2 states. Each was approved in April 2018.
- ColoradoSince 6 April 2018
- TexasSince 17 April 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 23 May 2015 |
| Series 7 | General Securities Representative Examination | 19 July 2014 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Desmond Jermaine Dimond
- CRD
- 6283128
- Firm
- Maia Wealth · CRD 292817
- Office
- 1401 17 ST, SUITE 850, Denver, CO 80202
- Registration
- Investment adviser registration
- In the industry since
- September 2014
- Disciplinary history
- Not yet shown here · SEC record
Where does Desmond Dimond work?
Desmond Dimond is an investment adviser representative registered through Maia Wealth, LLC since April 2018, and is not listed among the firm’s executive officers or direct owners.
Is Desmond Dimond a financial advisor?
Yes. Desmond Dimond has a current investment-adviser registration in Colorado and Texas, through Maia Wealth since April 2018.
How many years of experience does Desmond Dimond have?
Desmond Dimond has 12 years in the financial industry, since September 2014, across 3 adviser firms.
What exams has Desmond Dimond passed?
Desmond Dimond has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in July 2014. FINRA credited Desmond Dimond with the SIE, which began in October 2018.
Where did Desmond Dimond work before Maia Wealth?
Before Maia Wealth, Desmond Dimond was registered through MML Investors Services, LLC, June 2015 to March 2018.
Where is Desmond Dimond based?
Desmond Dimond’s registered office is in Denver, CO.
Is Desmond Dimond registered with FINRA?
No. Desmond Dimond has no current broker registration.
How can I verify Desmond Dimond’s record?
Search CRD 6283128 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Desmond Dimond’s full registration record.