David Nissim has been an investment adviser representative at Luna Capital Management since April 2026, and is not listed among the firm’s executive officers or direct owners.
Luna Capital Management, LLC is a Burlingame, CA firm with $116M under management, 218 clients and 2 advisers in one office, as of its June 2026 filing.
David Nissim’s longest registration was 13 years at Wells Fargo Clearing Services, LLC (2003–2017). Before joining Luna Capital Management in 2026, David Nissim was registered through Powering Your Retirement and Nissim & Gavidia Wealth Management & Financial Planning, LLC.
- Luna Capital Management, LLCCurrent– present · under a yearChester, CA · Adviser representative · Firm CRD 307687
- Powering Your Retirement– · 3 yearsChester, CA · Adviser representative · Firm CRD 314812
- Nissim & Gavidia Wealth Management & Financial Planning, LLC– · 4 yearsWalnut Creek, CA · Adviser representative · Firm CRD 287722
- Wells Fargo Clearing Services, LLC– · 13 yearsWalnut Creek, CA · Adviser representative · Firm CRD 19616
Investment adviser representative registrations
David Nissim is registered as an investment adviser representative in California, since April 2026.
- CaliforniaSince 16 April 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 22 June 1992 |
| Series 7 | General Securities Representative Examination | 23 August 1979 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- David Nooriel Nissim
- CRD
- 870666
- Firm
- Luna Capital Management · CRD 307687
- Office
- Chester, CA
- Registration
- Investment adviser registration
- In the industry since
- May 1980
- Disciplinary history
- Not yet shown here · SEC record
Where does David Nissim work?
David Nissim is an investment adviser representative registered through Luna Capital Management, LLC since April 2026, and is not listed among the firm’s executive officers or direct owners.
Is David Nissim a financial advisor?
Yes. David Nissim has a current investment-adviser registration in California, through Luna Capital Management since April 2026.
How many years of experience does David Nissim have?
David Nissim has 46 years in the financial industry, since May 1980, across 4 adviser firms.
What exams has David Nissim passed?
David Nissim has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in August 1979. FINRA credited David Nissim with the SIE, which began in October 2018.
Where did David Nissim work before Luna Capital Management?
Before Luna Capital Management, David Nissim was registered through Nissim & Gavidia Wealth Management & Financial Planning, LLC, July 2017 to October 2021; Wells Fargo Clearing Services, LLC, May 2003 to May 2017.
Where is David Nissim based?
David Nissim’s registered office is in Chester, CA.
Is David Nissim registered with FINRA?
No. David Nissim has no current broker registration.
How can I verify David Nissim’s record?
Search CRD 870666 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Nissim’s full registration record.