Ronan Gaudario has been Managing Member / CCO of Luna Capital Management since March 2020, is a control person of the firm and directly owns between 50% and 75% of it.
Luna Capital Management, LLC is a Burlingame, CA firm with $116M under management, 218 clients and 2 advisers in one office, as of its June 2026 filing.
Ronan Gaudario’s longest registration was 7 years at Voya Financial Advisors, Inc. (2009–2017). Before joining Luna Capital Management in 2020, Ronan Gaudario was registered through Luna Capital Management, LLC and Voya Financial Advisors, Inc.
- Luna Capital Management, LLCCurrent– present · 6 yearsBurlingame, CA · Adviser representative · Firm CRD 307687
- Luna Capital Management, LLC– · 3 yearsBurlingame, CA · Adviser representative · Firm CRD 281388
- Voya Financial Advisors, Inc.– · 7 yearsBurlingame, CA · Adviser representative · Firm CRD 2882
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · under a yearSan Mateo, CA · Adviser representative · Firm CRD 7691
- Wachovia Securities, LLC– · under a yearOakland, CA · Adviser representative · Firm CRD 19616
- Banc of America Investment Services, Inc.– · 2 yearsSan Francisco, CA · Adviser representative · Firm CRD 16361
- Wachovia Securities, LLC– · 3 yearsSan Francisco, CA · Adviser representative · Firm CRD 19616
Investment adviser representative registrations
Ronan Gaudario is registered as an investment adviser representative in 2 states, as a resident of Texas. Each was approved in June 2020.
- CaliforniaSince 11 June 2020
- TexasResidentSince 30 June 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 7 November 2006 |
| Series 65 | Uniform Investment Adviser Law Examination | 9 November 2000 |
| Series 63 | Uniform Securities Agent State Law Examination | 25 April 1995 |
| Series 7 | General Securities Representative Examination | 23 June 1994 |
- Name
- Securities Industry Essentials Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Ronan Calceta Gaudario
- CRD
- 2494459
- Firm
- Luna Capital Management · CRD 307687
- Role
- Managing Member / CCO
- Office
- 1799 BAYSHORE HIGHWAY, SUITE 128A, Burlingame, CA 94010
- Registration
- Investment adviser registration
- In the industry since
- September 1996
- Disciplinary history
- Not yet shown here · SEC record
Where does Ronan Gaudario work?
Ronan Gaudario has been Managing Member / CCO of Luna Capital Management, LLC since March 2020, and is a control person of the firm.
Is Ronan Gaudario a financial advisor?
Yes. Ronan Gaudario has a current investment-adviser registration in California and Texas, through Luna Capital Management since June 2020.
How many years of experience does Ronan Gaudario have?
Ronan Gaudario has 30 years in the financial industry, since September 1996, across 6 adviser firms.
What exams has Ronan Gaudario passed?
Ronan Gaudario has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 26. The earliest, the Series 7, was passed in June 1994. FINRA credited Ronan Gaudario with the SIE, which began in October 2018.
Where did Ronan Gaudario work before Luna Capital Management?
Before Luna Capital Management, Ronan Gaudario was registered through Voya Financial Advisors, Inc., August 2009 to April 2017; Merrill Lynch, Pierce, Fenner & Smith Incorporated, December 2008 to February 2009; Wachovia Securities, LLC, January 2008 to August 2008; Banc of America Investment Services, Inc., April 2005 to December 2007; Wachovia Securities, LLC, January 2002 to March 2005.
Where is Ronan Gaudario based?
Ronan Gaudario’s registered office is in Burlingame, CA.
Is Ronan Gaudario registered with FINRA?
No. Ronan Gaudario has no current broker registration.
How can I verify Ronan Gaudario’s record?
Search CRD 2494459 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Ronan Gaudario’s full registration record.