David Niichel has been an investment adviser representative at Ironwood Financial since December 2020, and is not listed among the firm’s executive officers or direct owners.
Ironwood Financial, LLC is a Tucson, AZ firm with $663M under management, 624 clients and 8 advisers across 2 offices, as of its June 2026 filing.
David Niichel’s longest registration was 6 years at Tci Wealth Advisors, Inc. (2014–2020). Before joining Ironwood Financial in 2020, David Niichel was registered through Tci Wealth Advisors, Inc.
- Ironwood Financial, LLCCurrent– present · 5 yearsTucson, AZ · Adviser representative · Firm CRD 151004
- Tci Wealth Advisors, Inc.– · 6 yearsTucson, AZ · Adviser representative · Firm CRD 107373
Investment adviser representative registrations
David Niichel is registered as an investment adviser representative in Arizona, since December 2020.
- ArizonaSince 10 December 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 25 October 2013 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- David A. Niichel
- CRD
- 6174106
- Firm
- Ironwood Financial · CRD 151004
- Office
- 1926 E. FT. LOWELL ROAD, SUITE 100, Tucson, AZ 85719
- Registration
- Investment adviser registration
- In the industry since
- June 2014
- Disciplinary history
- Not yet shown here · SEC record
Where does David Niichel work?
David Niichel is an investment adviser representative registered through Ironwood Financial, LLC since December 2020, and is not listed among the firm’s executive officers or direct owners.
Is David Niichel a financial advisor?
Yes. David Niichel has a current investment-adviser registration in Arizona, through Ironwood Financial since December 2020.
How many years of experience does David Niichel have?
David Niichel has 12 years in the financial industry, since June 2014, across 2 adviser firms.
What exams has David Niichel passed?
David Niichel passed the Series 65 in October 2013.
Where is David Niichel based?
David Niichel’s registered office is in Tucson, AZ.
Is David Niichel registered with FINRA?
No. David Niichel has no current broker registration.
How can I verify David Niichel’s record?
Search CRD 6174106 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Niichel’s full registration record.