David Chong has been an investment adviser representative at Strategy Asset Managers since December 2021, and is not listed among the firm’s executive officers or direct owners.
Strategy Asset Managers L.L.C. is a Pasadena, CA firm with $930M under management, 633 clients and 10 advisers across 3 offices, as of its June 2026 filing.
David Chong’s longest registration was 11 years at Citigroup Global Markets Inc. (1997–2009). Before joining Strategy Asset Managers in 2021, David Chong was registered through Holly Street Wealth Advisors and Wells Fargo Clearing Services, LLC.
- – present · 4 yearsPasadena, CA · Adviser representative · Firm CRD 109939
- Holly Street Wealth Advisors– · 1 yearPasadena, CA · Adviser representative · Firm CRD 167343
- Wells Fargo Clearing Services, LLC– · 8 yearsPasadena, CA · Adviser representative · Firm CRD 19616
- Morgan Stanley Smith Barney LLC– · under a yearLos Angeles, CA · Adviser representative · Firm CRD 149777
- Citigroup Global Markets Inc.– · 11 yearsLos Angeles, CA · Adviser representative · Firm CRD 7059
Investment adviser representative registrations
David Chong is registered as an investment adviser representative in California, since December 2021.
- CaliforniaSince 24 December 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 10 January 2024 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 5 January 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 5 January 1996 |
| Series 7 | General Securities Representative Examination | 29 November 1995 |
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- David Jin Kyu Chong
- CRD
- 2679656
- Firm
- Strategy Asset Managers · CRD 109939
- Office
- 790 E. COLORADO BLVD, SUITE 200, Pasadena, CA 91101
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 1996
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does David Chong work?
David Chong is an investment adviser representative registered through Strategy Asset Managers L.L.C. since December 2021, and is not listed among the firm’s executive officers or direct owners.
Is David Chong a financial advisor?
Yes. David Chong has a current investment-adviser registration in California, through Strategy Asset Managers since December 2021.
How many years of experience does David Chong have?
David Chong has 30 years in the financial industry, since October 1996, across 5 adviser firms.
What exams has David Chong passed?
David Chong has passed 4 licensing exams: the Series 7, Series 65, Series 63 and Series 7TO. The earliest, the Series 7, was passed in November 1995. FINRA credited David Chong with the SIE, which began in October 2018.
Where did David Chong work before Strategy Asset Managers?
Before Strategy Asset Managers, David Chong was registered through Holly Street Wealth Advisors, August 2018 to January 2020; Wells Fargo Clearing Services, LLC, December 2009 to August 2018; Morgan Stanley Smith Barney LLC, June 2009 to December 2009; Citigroup Global Markets Inc., July 1997 to June 2009.
Where is David Chong based?
David Chong’s registered office is in Pasadena, CA.
Is David Chong registered with FINRA?
Yes. David Chong has a current broker registration, under CRD 2679656.
Source: FINRA BrokerCheck
How can I verify David Chong’s record?
Search CRD 2679656 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish David Chong’s full registration record.