David Carter has been an investment adviser representative at Strategy Asset Managers since May 2026, and is not listed among the firm’s executive officers or direct owners.
Strategy Asset Managers L.L.C. is a Pasadena, CA firm with $930M under management, 633 clients and 10 advisers across 3 offices, as of its June 2026 filing.
- – present · under a yearRedondo Beach, CA · Adviser representative · Firm CRD 109939
Investment adviser representative registrations
David Carter is registered as an investment adviser representative in California, as a resident of California, since May 2026.
- CaliforniaResidentSince 6 May 2026
Examinations
No examinations are on David Carter’s record.
- Full name
- David Mac Cormick Carter
- CRD
- 8244240
- Firm
- Strategy Asset Managers · CRD 109939
- Office
- Redondo Beach, CA
- Registration
- Investment adviser registration
- In the industry since
- May 2026
- Disciplinary history
- Not yet shown here · SEC record
Where does David Carter work?
David Carter is an investment adviser representative registered through Strategy Asset Managers L.L.C. since May 2026, and is not listed among the firm’s executive officers or direct owners.
Is David Carter a financial advisor?
Yes. David Carter has a current investment-adviser registration in California, through Strategy Asset Managers since May 2026.
How many years of experience does David Carter have?
David Carter has 0 years in the financial industry, since May 2026, across 1 adviser firm.
Where is David Carter based?
David Carter’s registered office is in Redondo Beach, CA.
Is David Carter registered with FINRA?
No. David Carter has no current broker registration.
How can I verify David Carter’s record?
Search CRD 8244240 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Carter’s full registration record.