Daniel Neil has been an investment adviser representative at FLC Capital Advisors since May 2002, and is not listed among the firm’s executive officers or direct owners. Daniel Neil studied at the University of North Florida.
FLC Capital Advisors is a Palm Desert, CA firm with $822M under management, 325 clients and 5 advisers in one office, as of its April 2026 filing.
Daniel A. Neil is Senior Vice President of FLC Capital Advisors. His responsibilities include investment management, comprehensive financial planning, relationship management and LIVE advising. He has over 24 years of experience in the financial services industry and began his career at American Express Financial Advisors.
- FLC Capital AdvisorsCurrent– present · 24 yearsPalm Desert, CA · Adviser representative · Firm CRD 111822
Investment adviser representative registrations
Daniel Neil is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from May 2002; the most recent is Texas, in April 2019.
- CaliforniaSince 17 May 2002
- TexasResidentSince 8 April 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 13 April 2009 |
| Series 66 | Uniform Combined State Law Examination | 15 January 2002 |
| Series 63 | Uniform Securities Agent State Law Examination | 13 December 2001 |
| Series 7 | General Securities Representative Examination | 7 December 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Daniel Albert Neil
- CRD
- 4292619
- Firm
- FLC Capital Advisors · CRD 111822
- Office
- 44750 WILLAGE CT, Palm Desert, CA 92260
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 2001
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- flccapital.com
Where does Daniel Neil work?
Daniel Neil is an investment adviser representative registered through FLC Capital Advisors since May 2002, and is not listed among the firm’s executive officers or direct owners.
Is Daniel Neil a financial advisor?
Yes. Daniel Neil has a current investment-adviser registration in California and Texas, through FLC Capital Advisors since May 2002.
How many years of experience does Daniel Neil have?
Daniel Neil has 25 years in the financial industry, since October 2001, across 1 adviser firm.
What exams has Daniel Neil passed?
Daniel Neil has passed 4 licensing exams: the Series 7, Series 63, Series 66 and Series 31. The earliest, the Series 7, was passed in December 2000. FINRA credited Daniel Neil with the SIE, which began in October 2018.
Where is Daniel Neil based?
Daniel Neil’s registered office is in Palm Desert, CA.
Is Daniel Neil registered with FINRA?
Yes. Daniel Neil has a current broker registration, under CRD 4292619.
Source: FINRA BrokerCheck
How can I verify Daniel Neil’s record?
Search CRD 4292619 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Daniel Neil’s full registration record.
