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Brian Ekstrom

Chief Compliance Officer at FLC Capital Advisors

Firm officerUpdated

Brian Ekstrom has been Chief Compliance Officer of FLC Capital Advisors, a Palm Desert, CA investment adviser managing $822M, since March 2017.

9
Years in role
$822M
Firm AUM
325
Firm clients
5
Firm advisers

From Form ADV filed 3 April 2026Form ADV

Career

Brian Ekstrom is not listed as a control person, but directly owns under 5% of FLC Capital Advisors.

FLC Capital Advisors is an investment adviser based in Palm Desert, CA, registered with the SEC since 2013. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and other investment advisers. Its regulatory assets under management total $822 million, as filed on 3 April 2026. Its fees, ownership and offices are on the firm’s profile.

Key facts

CRD
4492678
Firm
FLC Capital Advisors · CRD 111822
Role
Chief Compliance Officer
In role since
March 2017 · 9 years
Control person
Not listed
Direct ownership
Under 5%
Firm headquarters
Palm Desert, CA
Individual registration
No current adviser record · SEC search
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Brian Ekstrom work?

Brian Ekstrom has been Chief Compliance Officer of FLC Capital Advisors since March 2017.

Source: Form ADV, Schedule A, filed 3 April 2026

How can I verify Brian Ekstrom’s record?

Brian Ekstrom’s role is listed on FLC Capital Advisors’ Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 111822.

Source: Form ADV, Schedule A, filed 3 April 2026

Leadership at FLC Capital Advisors

Sources

  1. IAPD individual lookup, CRD 4492678, checked 22 October 2026. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of FLC Capital Advisors, filed 3 April 2026. Title, control and ownership bands.