Max Briggs has been President & CEO of FLC Capital Advisors since October 1996, is a control person of the firm and directly owns 75% or more of it. Max Briggs holds a Bachelor of Business Administration with a major in Finance from Stetson University.
FLC Capital Advisors is a Palm Desert, CA firm with $822M under management, 325 clients and 5 advisers in one office, as of its April 2026 filing.
Max Briggs is President and Chief Executive Officer of FLC Capital Advisors. His responsibilities include making corporate decisions, driving the firm's associates and resources toward strategic goals, investment management and financial planning. He specializes in financial planning and retirement planning and in customized investment management of stocks, bonds and other public securities, and has over 34 years of experience in the financial services industry.
- FLC Capital AdvisorsCurrent– present · 29 yearsPalm Desert, CA · Adviser representative · Firm CRD 111822
Professional designations
Listed by FLC Capital Advisors
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Max Briggs is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from January 1997; the most recent is Texas, in August 2012.
- CaliforniaSince 29 January 1997
- TexasResidentSince 6 August 2012
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 1 June 2009 |
| Series 31 | Futures Managed Funds Examination | 13 April 2009 |
| Series 65 | Uniform Investment Adviser Law Examination | 21 October 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 25 June 1996 |
| Series 7 | General Securities Representative Examination | 24 May 1996 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Max A Briggs
- CRD
- 2737513
- Firm
- FLC Capital Advisors · CRD 111822
- Role
- President & CEO
- Office
- 44750 VILLAGE CT, Palm Desert, CA 92260
- Registration
- Investment adviser and broker registrations
- In the industry since
- May 1996
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- flccapital.com
Where does Max Briggs work?
Max Briggs has been President & CEO of FLC Capital Advisors since October 1996, and is a control person of the firm.
Is Max Briggs a financial advisor?
Yes. Max Briggs has a current investment-adviser registration in California and Texas, through FLC Capital Advisors since January 1997.
How many years of experience does Max Briggs have?
Max Briggs has 30 years in the financial industry, since May 1996, across 1 adviser firm.
What exams has Max Briggs passed?
Max Briggs has passed 6 licensing exams: the Series 7, Series 63, Series 65, Series 31, Series 24 and Series 99TO. The earliest, the Series 7, was passed in May 1996. FINRA credited Max Briggs with the SIE, which began in October 2018.
Where is Max Briggs based?
Max Briggs’ registered office is in Palm Desert, CA.
Is Max Briggs registered with FINRA?
Yes. Max Briggs has a current broker registration, under CRD 2737513.
Source: FINRA BrokerCheck
Is Max Briggs a CFP?
FLC Capital Advisors lists Max Briggs with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Max Briggs’ record?
Search CRD 2737513 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Max Briggs’ full registration record.