Daniel Mosseri has been an investment adviser representative at Carson Advisory since November 2020, and is not listed among the firm’s executive officers or direct owners.
Carson Advisory, Inc. is an Athens, GA firm with $865M under management, 957 clients and 7 advisers in one office, as of its April 2026 filing.
Daniel Mosseri’s longest registration is the current one, 5 years at Carson Advisory since 2020. Before joining Carson Advisory in 2020, Daniel Mosseri was registered through Wells Fargo Clearing Services, LLC.
- Carson Advisory GroupCurrent– present · 5 yearsAthens, GA · Adviser representative · Firm CRD 117410
- Wells Fargo Clearing Services, LLC– · 5 yearsAthens, GA · Adviser representative · Firm CRD 19616
Investment adviser representative registrations
Daniel Mosseri is registered as an investment adviser representative in 2 states. Each was approved in November 2020.
- GeorgiaSince 9 November 2020
- TexasSince 23 November 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 21 November 2014 |
| Series 7 | General Securities Representative Examination | 16 October 2014 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Daniel Francis Mosseri
- CRD
- 5997001
- Firm
- Carson Advisory · CRD 117410
- Office
- 470 HILL ST., Athens, GA 30601
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 2014
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Daniel Mosseri work?
Daniel Mosseri is an investment adviser representative registered through Carson Advisory, Inc. since November 2020, and is not listed among the firm’s executive officers or direct owners.
Is Daniel Mosseri a financial advisor?
Yes. Daniel Mosseri has a current investment-adviser registration in Georgia and Texas, through Carson Advisory since November 2020.
How many years of experience does Daniel Mosseri have?
Daniel Mosseri has 12 years in the financial industry, since October 2014, across 2 adviser firms.
What exams has Daniel Mosseri passed?
Daniel Mosseri has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in October 2014. FINRA credited Daniel Mosseri with the SIE, which began in October 2018.
Where did Daniel Mosseri work before Carson Advisory?
Before Carson Advisory, Daniel Mosseri was registered through Wells Fargo Clearing Services, LLC, November 2014 to October 2020.
Where is Daniel Mosseri based?
Daniel Mosseri’s registered office is in Athens, GA.
Is Daniel Mosseri registered with FINRA?
Yes. Daniel Mosseri has a current broker registration, under CRD 5997001.
Source: FINRA BrokerCheck
How can I verify Daniel Mosseri’s record?
Search CRD 5997001 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Daniel Mosseri’s full registration record.