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Lindsey Seagraves

Chief Compliance Officer at Carson Advisory in Athens, GA

Investment adviser and broker registrationsUpdated

Lindsey Seagraves is Chief Compliance Officer of Carson Advisory, Inc., an investment adviser managing $865M, and works from its Athens, GA office. Lindsey Seagraves has been registered as an investment adviser representative through Carson Advisory since 27 April 2015, has 11 years in the industry across 1 firm and has passed the Series 7 and Series 66.

11
Years in industry
11
Years at firm
1
Adviser firms
1
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Lindsey Seagraves has been Chief Compliance Officer of Carson Advisory since March 2020, is not listed as a control person, but directly owns under 5% of the firm.

Carson Advisory, Inc. is an Athens, GA firm with $865M under management, 957 clients and 7 advisers in one office, as of its April 2026 filing.

  1. – present · 11 years
    Athens, GA · Adviser representative · Firm CRD 117410

Credentials and registrations

Investment adviser representative registrations

Lindsey Seagraves is registered as an investment adviser representative in Georgia, since April 2015.

  • GeorgiaSince 27 April 2015

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 6617 February 2015
Name
Uniform Combined State Law Examination
Series 79 December 2014
Name
General Securities Representative Examination

Key facts

Full name
Lindsey Adams Seagraves
CRD
5666863
Firm
Carson Advisory · CRD 117410
Role
Chief Compliance Officer
Office
470 HILL ST., Athens, GA 30601
Registration
Investment adviser and broker registrations
In the industry since
December 2014
Disciplinary history
Not yet shown here · SEC record · BrokerCheck

Common questions

Where does Lindsey Seagraves work?

Lindsey Seagraves has been Chief Compliance Officer of Carson Advisory, Inc. since March 2020.

Source: Form ADV, Schedule A, filed 24 April 2026

Is Lindsey Seagraves a financial advisor?

Yes. Lindsey Seagraves has a current investment-adviser registration in Georgia, through Carson Advisory since April 2015.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Lindsey Seagraves have?

Lindsey Seagraves has 11 years in the financial industry, since December 2014, across 1 adviser firm.

Source: IAPD individual record, checked 22 October 2026

What exams has Lindsey Seagraves passed?

Lindsey Seagraves has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in December 2014. FINRA credited Lindsey Seagraves with the SIE, which began in October 2018.

Source: IAPD individual record, checked 22 October 2026

Where is Lindsey Seagraves based?

Lindsey Seagraves’ registered office is in Athens, GA.

Source: IAPD individual record, checked 22 October 2026

Is Lindsey Seagraves registered with FINRA?

Yes. Lindsey Seagraves has a current broker registration, under CRD 5666863.

Source: FINRA BrokerCheck

How can I verify Lindsey Seagraves’ record?

Search CRD 5666863 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Lindsey Seagraves’ full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Carson Advisory

Sources

  1. IAPD individual record, CRD 5666863, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Carson Advisory, Inc., filed 24 April 2026. Title, control and ownership bands.