Richard Chester has been Vice President of Carson Advisory since January 2022, is a control person of the firm and directly owns between 10% and 25% of it.
Carson Advisory, Inc. is an Athens, GA firm with $865M under management, 957 clients and 7 advisers in one office, as of its April 2026 filing.
- Carson Advisory GroupCurrent– present · 21 yearsAthens, GA · Adviser representative · Firm CRD 117410
Investment adviser representative registrations
Richard Chester is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from March 2005; the most recent is Texas, in April 2012.
- GeorgiaSince 23 March 2005
- TexasResidentSince 13 April 2012
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 22 June 2015 |
| Series 65 | Uniform Investment Adviser Law Examination | 22 March 2005 |
| Series 63 | Uniform Securities Agent State Law Examination | 27 December 1995 |
| Series 7 | General Securities Representative Examination | 20 December 1995 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Richard John Chester
- CRD
- 2664105
- Firm
- Carson Advisory · CRD 117410
- Role
- Vice President
- Office
- 470 HILL STREET, Athens, GA 30601
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 1995
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Richard Chester work?
Richard Chester has been Vice President of Carson Advisory, Inc. since January 2022, and is a control person of the firm.
Is Richard Chester a financial advisor?
Yes. Richard Chester has a current investment-adviser registration in Georgia and Texas, through Carson Advisory since March 2005.
How many years of experience does Richard Chester have?
Richard Chester has 30 years in the financial industry, since December 1995, across 1 adviser firm.
What exams has Richard Chester passed?
Richard Chester has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 9. The earliest, the Series 7, was passed in December 1995. FINRA credited Richard Chester with the SIE, which began in October 2018.
Where is Richard Chester based?
Richard Chester’s registered office is in Athens, GA.
Is Richard Chester registered with FINRA?
Yes. Richard Chester has a current broker registration, under CRD 2664105.
Source: FINRA BrokerCheck
How can I verify Richard Chester’s record?
Search CRD 2664105 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Richard Chester’s full registration record.