Daniel Carmo has been an investment adviser representative at Tempus Wealth Planning since May 2021, and is not listed among the firm’s executive officers or direct owners. Daniel Carmo holds a BA in Business Administration, concentration in Accounting from California State University, Fullerton.
Tempus Wealth Planning, LLC is an Irvine, CA firm with $699M under management, 683 clients and 9 advisers in one office, as of its March 2026 filing.
Daniel L. Carmo is Managing Partner of The Carmo Group at Tempus Wealth Planning. He is responsible for all areas of the investment process and specializes in portfolio management and retirement planning. He has over 25 years of investment experience and has worked at Merrill Lynch, UBS, and Stifel Nicolaus.
Daniel Carmo’s longest registration was 6 years at Ameriprise Financial Services, Inc. (2009–2016). Before joining Tempus Wealth Planning in 2021, Daniel Carmo was registered through Stifel, Nicolaus & Company, Incorporated and Ameriprise Financial Services, Inc.
- Tempus Wealth Planning, LLCCurrent– present · 5 yearsIrvine, CA · Adviser representative · Firm CRD 285349
- Stifel, Nicolaus & Company, Incorporated– · 4 yearsNewport Beach, CA · Adviser representative · Firm CRD 793
- Ameriprise Financial Services, Inc.– · 6 yearsIrvine, CA · Adviser representative · Firm CRD 6363
- Ameriprise Advisor Services, Inc.– · under a yearIrvine, CA · Adviser representative · Firm CRD 5979
- Wells Fargo Advisors, LLC– · 3 yearsNewport Beach, CA · Adviser representative · Firm CRD 19616
- UBS Financial Services Inc.– · 5 yearsNewport Beach, CA · Adviser representative · Firm CRD 8174
Investment adviser representative registrations
Daniel Carmo is registered as an investment adviser representative in California, since May 2021.
- CaliforniaSince 28 May 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 10 December 2004 |
| Series 66 | Uniform Combined State Law Examination | 23 December 1997 |
| Series 7 | General Securities Representative Examination | 23 June 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Daniel Louis Carmo
- CRD
- 2899002
- Firm
- Tempus Wealth Planning · CRD 285349
- Office
- 100 SPECTRUM CENTER DRIVE, SUITE 1070, Irvine, CA 92618
- Registration
- Investment adviser registration
- In the industry since
- June 1997
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- tempuswp.com
Where does Daniel Carmo work?
Daniel Carmo is an investment adviser representative registered through Tempus Wealth Planning, LLC since May 2021, and is not listed among the firm’s executive officers or direct owners.
Is Daniel Carmo a financial advisor?
Yes. Daniel Carmo has a current investment-adviser registration in California, through Tempus Wealth Planning since May 2021.
How many years of experience does Daniel Carmo have?
Daniel Carmo has 29 years in the financial industry, since June 1997, across 6 adviser firms.
What exams has Daniel Carmo passed?
Daniel Carmo has passed 3 licensing exams: the Series 7, Series 66 and Series 31. The earliest, the Series 7, was passed in June 1997. FINRA credited Daniel Carmo with the SIE, which began in October 2018.
Where did Daniel Carmo work before Tempus Wealth Planning?
Before Tempus Wealth Planning, Daniel Carmo was registered through Ameriprise Financial Services, Inc., October 2009 to August 2016; Ameriprise Advisor Services, Inc., July 2009 to October 2009; Wells Fargo Advisors, LLC, July 2005 to July 2009; UBS Financial Services Inc., June 2000 to July 2005.
Where is Daniel Carmo based?
Daniel Carmo’s registered office is in Irvine, CA.
Is Daniel Carmo registered with FINRA?
No. Daniel Carmo has no current broker registration.
How can I verify Daniel Carmo’s record?
Search CRD 2899002 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Daniel Carmo’s full registration record.
