Damon Robertson has been an investment adviser representative at Financial Alternatives since March 2025, and is not listed among the firm’s executive officers or direct owners.
Financial Alternatives, Inc. is a La Jolla, CA firm with $615M under management, 271 clients and 7 advisers across 2 offices, as of its March 2026 filing.
Damon Robertson’s longest registration was 2 years at Wells Fargo Advisors (2021–2024). Before joining Financial Alternatives in 2025, Damon Robertson was registered through Wells Fargo Advisors.
- Financial Alternatives, Inc.Current– present · 1 yearLa Jolla, CA · Adviser representative · Firm CRD 108245
- Wells Fargo Advisors– · 2 yearsSan Diego, CA · Adviser representative · Firm CRD 19616
Investment adviser representative registrations
Damon Robertson is registered as an investment adviser representative in 2 states. Each was approved in March 2025.
- CaliforniaSince 10 March 2025
- TexasSince 10 March 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 13 October 2021 |
| Series 7TO | General Securities Representative Examination | 17 September 2021 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 1 September 2016 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 22 August 2016 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Damon Anthony Robertson
- CRD
- 6690782
- Firm
- Financial Alternatives · CRD 108245
- Office
- 7825 FAY AVENUE, SUITE 245, La Jolla, CA 92037
- Registration
- Investment adviser registration
- In the industry since
- March 2017
- Disciplinary history
- Not yet shown here · SEC record
Where does Damon Robertson work?
Damon Robertson is an investment adviser representative registered through Financial Alternatives, Inc. since March 2025, and is not listed among the firm’s executive officers or direct owners.
Is Damon Robertson a financial advisor?
Yes. Damon Robertson has a current investment-adviser registration in California and Texas, through Financial Alternatives since March 2025.
How many years of experience does Damon Robertson have?
Damon Robertson has 9 years in the financial industry, since March 2017, across 2 adviser firms.
What exams has Damon Robertson passed?
Damon Robertson has passed 4 licensing exams: the Series 6, Series 63, Series 7TO and Series 66. The earliest, the Series 6, was passed in August 2016. FINRA credited Damon Robertson with the SIE, which began in October 2018.
Where did Damon Robertson work before Financial Alternatives?
Before Financial Alternatives, Damon Robertson was registered through Wells Fargo Advisors, October 2021 to October 2024.
Where is Damon Robertson based?
Damon Robertson’s registered office is in La Jolla, CA.
Is Damon Robertson registered with FINRA?
No. Damon Robertson has no current broker registration.
How can I verify Damon Robertson’s record?
Search CRD 6690782 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Damon Robertson’s full registration record.